EFTA Document EFTA01363053

Classification: For Internal use only Mat — let me know if I can help you with this. Thank you Nina Tona KCP products and services are intended and available only for persons who ore sophisticated institutional Investors within the meaning of the FUVRA Rule 4512(C)(3), and who ore capable of evaluating the strategies, characteristics and investment risks cf, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions ore subject to relevant internal approvals of DE& or its offihotes prior to execution, and the execution of ony transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein ore provided for discussion purposes only, and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. My reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of 0851 or any of its affiliates. From: Mathew Negus Sent: Tuesday, April 17 2018 7:11 AM To: Jimmy-H Xu ; Xavier Avila Akash Malhotra c: oe lone ters Nina Tona Pankaj-A Chopra ; NCAOTC Derivatives Zeman Alka Gopala Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] PII check who should handle the product extension to FFT. I expect it will be the US team. Jimmy, FYI, I still see mostly London as the primary adoption location for OTC Derivs. Best, Mathew From: Jimmy-H Xu Date: Tuesday, Apr 17, 2018, 2:53 AM To: Xavier Avila Cc: Joe A Chopra AOTC Derivatives , Martin Zeman Alka opala Subject: RE: KY(' Breach_SOUTHFINANMD_Southcm Financial, LLC_FFT Location [I] Mathew Negus Mash IvIalhotra ; Martin Pankaj-A Classification: For Internal use only In general, everything should lace FFT and other booking centres are only used in exceptional circumstances I believe "rhanks Kind regards Jimmy CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052901 CONFIDENTIAL SONY GM_00199085 EFTA01363053