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sd-10-EFTA01363094Dept. of JusticeOther

EFTA Document EFTA01363094

From: Cynthia Rod rigue Sent: 6/8/2017 9. • To: Bella Klein Subject: RE: Bank Err r Hi Bella. I am working with our operations team to look into the below issue. I'll revert back shortly. Thanks. Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Baia Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY. USA From: Bella Klein [mailto:[email protected]] Sent: Thursday, June 08, 2017 8:56 AM T

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sd-10-EFTA01363094
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From: Cynthia Rod rigue Sent: 6/8/2017 9. • To: Bella Klein Subject: RE: Bank Err r Hi Bella. I am working with our operations team to look into the below issue. I'll revert back shortly. Thanks. Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Baia Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY. USA From: Bella Klein [mailto:[email protected]] Sent: Thursday, June 08, 2017 8:56 AM T

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From: Cynthia Rod rigue Sent: 6/8/2017 9. To: Bella Klein Subject: RE: Bank Err r Hi Bella. I am working with our operations team to look into the below issue. I'll revert back shortly. Thanks. Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Baia Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY. USA From: Bella Klein [mailto:[email protected]] Sent: Thursday, June 08, 2017 8:56 AM To: Cynthia Rodriguez Subject: Fwd: Bank Error Cynthia, Attached please find complains about our Zorro Management House account. How can we resolve the issue that fees charged when checks are cashed... Thank you, Bella Begin forwarded message: From: Zorro Ranch <[email protected]> Date: June 7, 2017 at 6:30:39 PM EDT To: Una Pasca bellaklein u ject: Re: Bank Error Good Evening Una , Rich Kahn CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052968 CONFIDENTIAL SONY GM_00199152 EFTA01363094

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From: Cynthia Rodriguez iy . aneg t_ . j Sent: 3/7/2017 12:11:30 PM To: Richard Kahn CC: Stewart OldfielEErne Brennan l'nhthrnnnrinnn , ^^9; Bella Klein Subject: RE: Southern Financial Hi Rich, I don't see why we couldn't. We will monitor the accounts and have it turned off once it reaches $50mn. Thanks. Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 101

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From: Richard Kahn [mailto: Sent: Tuesday, March 07, 2 • To: Cynthia Rodriguez Cc: Stewart OldfleId; Jeanne Brennan; Bella Klein Subject: Re: Southern Financial thank you can we turn off auto sweep as once we fund all 3 accounts with 50mm we do not want money going back and forth please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fa cel On Mar 7, 2017, at 10:41 AM, Cynthia Rodriguez wrote: Hi Rich, Just confirming th

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Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant We President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY. USA Tel. Fax Em From: Richard Kahn [mailtolipi Sent: Tuesday, March 07, 20 To: Cynthia Rodriguez Cc: Stewart Oldfield; Jeanne Brennan; Bella Klein Subject: Re: Southern Financial thank you can we turn off auto sweep as once we fund all 3 accounts with 50mm we do not want money going back and

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Cell On Mar 31, 2017, at 12:21 PM, Cynthia Rodriguez •< > wrote: Perfect. I will keep you posted. Kind regards, Cynthia Rodriguez <image001.png> Cynthia Rodriguez Assistant Vice President Deutsche Bar* Trust Company Americas Deutsche Bank Wealth Management 345 Park A 4th Fl 10154-0004 New York, NY, USA Tel. Fa Emai From: Richard Kahn [mailto Sent: Friday, March 31, 2017 12:17 PM To: Cynthia Rodriguez Cc: Bella Klein Subject: Re: Plan d LLC Ok just found out it had not yet bee

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Cc: Stewart Oldfield; Jeanne Brennan; Bella Klein Subject: Re: Southern Financial thank you can we turn off auto sweep as once we fund all 3 accounts with 50mm we do not want money going back and forth please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Mar 7, 2017, at 10:41 AM, Cynthia Rodriguez wrote: Hi Rich, Just confirming that the $11mn that is currently in Southern Financial's DB AG account was automatically swept o

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To: Cynthia Rodriguez Cc: Stewart Oldfield; Jeanne Brennan; Bella Klein Subject: Re: Southern Financial thank you can we turn off auto sweep as once we fund all 3 accounts with 50mm we do not want money going back and forth please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Mar 7, 2017, at 10:41 AM, Cynthia Rodriguez < > wrote: Hi Rich, Just confirming that the $11mn that is currently in Southern Financial'

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