EFTA Document EFTA01365900

KYC Print Page 1 of 13 DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01346733 One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Booking Center: New York Relationship Manager: Paul Monis Relationship to PWM: r New PWM Relationship F Existing PWM Relationship If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: How Was the Oient(s) Introduced? How long has the RM personally known the client? F Client Referral F RM Prospect F Intermediary/FIM F Other Source (GB, etc.) Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein (President of Gratitude America) is a current client of the bank Does Deutsche Bank pay a retrocession or similar compensation to a third party for the introduction of this relationship? F Yes F No (If Yes, desaibe) List all existing and new accounts involved in this relationship Legal Entity Account(s) Account Name / Number Opening Date (intended/actual) 1 F Gratitude America, Ltd 2/18/2015 2 F Gratitude America, Ltd 2/18/2015 Who i the primary ontact person for the RM? (Note: This person needs to have signatory rights and/or information right for the accounts.): Darren Indyke Preferred method of contact(indicate phone no., fax no., e-mail address, etc.): 212 971 1314 Status : 6. Approved Imps ://dbforcepb . salesforce.com/servl et/servl et .1ntegrati on?I i d=01N30000000D9Di&ei ... 7/3/2015 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0057271 CONFIDENTIAL SDNY_GM_00203455 EFTA01365900