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sd-10-EFTA01365938Dept. of JusticeOther

EFTA Document EFTA01365938

To: Mark Whyman; Daniel Sabba Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Prabhuling-C Kottalagi; Jay Lipman Subject: RE: Need your assistance***Southern Financial LLC*** [I] Classification: For Internal use only Hi Mark — if possible, please send us the MIR confirms. Would be helpful if you could please include me, Daniel Sabba, and Jay Lipman (CCed). This is so that we can check the confirm for accuracy, and keep track of them. Cheers, Vahe From: Mark Whyman Se

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Dept. of Justice
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sd-10-EFTA01365938
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To: Mark Whyman; Daniel Sabba Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Prabhuling-C Kottalagi; Jay Lipman Subject: RE: Need your assistance***Southern Financial LLC*** [I] Classification: For Internal use only Hi Mark — if possible, please send us the MIR confirms. Would be helpful if you could please include me, Daniel Sabba, and Jay Lipman (CCed). This is so that we can check the confirm for accuracy, and keep track of them. Cheers, Vahe From: Mark Whyman Se

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Text extracted via OCR from the original document. May contain errors from the scanning process.
To: Mark Whyman; Daniel Sabba Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Prabhuling-C Kottalagi; Jay Lipman Subject: RE: Need your assistance***Southern Financial LLC*** [I] Classification: For Internal use only Hi Mark — if possible, please send us the MIR confirms. Would be helpful if you could please include me, Daniel Sabba, and Jay Lipman (CCed). This is so that we can check the confirm for accuracy, and keep track of them. Cheers, Vahe From: Mark Whyman Sent: Monday, February 09, 2015 4:47 PM To: Vahe Stepanian; Daniel Sabba Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Prabhuling-C Kottalagi Subject: RE: Need your assistance***Southern Financial LLC*** Classification: For Internal use only Daniel / Vahe, Can you confirm that the option confirmation for TWTR should be sent to Thanks, Mark Mark Whyman Vice President Global Markets Deutsche Bank Securities. Inc 60 Wall St. 4th Floor New York. NY 10005 E-ma Tel E-fax Disclaimer https://ederrvatrves db.corrirstatic/dIscialmer.html From: Prabhuling-C Kottalagi Sent: Monday, February 09, 2015 4:07 PM To: Mark Whyman Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola Subject: Need your assistance***Southern Financial LLC*** [I] Classification: For Internal use only Hi Mark, We have one outstanding deal with Southern Financial LLC traded on Jan 27,2015 with Twitter Inc as underlying. The client contact which is updated in the our system is which has gmall as its domain. Please advise ,can we dispatch the doc for countersign to above mentioned contact, else please share the client contact details. Please let me know if you need any additional information. Many thanks in advance. 1pr-ride lirroduct trade date Southern Financial NY-NY-OC-618176-1- LLC 0-0 Regards Guneric OTC 27-Jan-15 underlyingDescription trader na "MI Twitter Inc Michuel-C Mark Whyman NY Krueger NEW CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0057376 CONFIDENTIAL SDNY_GM_00203560 EFTA01365938

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