EFTA Document EFTA01365944

From: Srikanta Gouda on behalf of Collateral Admin-NY Sent: 8/31/2015 10:28:06 AM To: Roddy Moore CC: Vahe Stepanian ; Ariane Dwyer ; Daniel Sabba ; Collateral Admin-NY Subject: RE: URGENT: Collateral Admin - N4G026161 III Classification: For Internal use only Hi All, Please provide an update on below. Thanks Thank You. Regards, Srikanta Gouda Shanne Balakrishnan Collateral Admin-NY Deutsche Bank PWM-Lending From: Roddy Moore Sent: Saturday, August 29, 2015 12:26 AM To: Ariane Dwyer Cc: Vahe Stepanian; Daniel Sabba; Collateral Admin-NY Subject: URGENT: Collateral Admin - N4G026161 II] Classification: For Internal use only This should be sent to the back office. CC'd... They'll also need the SIC code to set up the acct. From: Ariane Dwyer Sent: Friday, August 28, 2015 2:54 PM To: Roddy Moore Cc: Vahe Stepanian; Daniel Sabba Subject: [I] Classification: For Internal use only Please find attached KYCs for Southern Financial. Best, Ari Ariane Dwyer CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0057385 CONFIDENTIAL SDNY_GM_00203569 EFTA01365944