EFTA Document EFTA01365998

SOUTHERN TRUST COMPANY, INC. (and subsidiaries) Statement of Assets, Liabilities and Shareholder's Equity Income Tax Basis as of June 30, 2015 ASSETS Current assets Cash and cash equivalents Due from brokers Marketable securities, at cost 74,123,450 1,612,283 14,755,657 Total current assets $ 90,491,390 Fixed Assets 526,560 Other assets Investment in partnerships, tax basis 5,625,000 Investment in subsidiaries Southern Financial LLC 153,314,312 Haze Trust 87,512,260 IGO LLC 3,000,002 Other assets 51,500 Total other assets 243,878,073 TOTAL ASSETS LIABILITIES AND SHAREHOLDER'S EQUITY Current liabilities $ 340,521,023 Current liabilities 27,903 Total current liabilities 17,903 Shareholder's Equity Common Stock 1,000 Additional paid in capital 38,798,643 Retained earnings 301,703,477 Total shareholder's equity 340,503,120 TOTAL LIABILITIES AND SHAREHOLDER'S EQUITY $ 340,521,023 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0057495 SDNY_GM_00203679 CONFIDENTIAL EFTA01365998