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sd-10-EFTA01368378Dept. of JusticeOther

EFTA Document EFTA01368378

Please note that DB is not amine as your advisor or fiduciary in swan transactions, so you should tomtit vow own leant and other advisors and re 'yes tmsge about status i%&.__)ngL AAl and/ the aidgliallitity_of entering into the Swap-Tradlna Addendum Any cheat that is a natural person should insert his or hoc own name where prompted to provide the "Legal Name of Client Swap Vehicle" and insert his or her own signature when prompted to provide the "Authorized Signatory Signature," Furthe

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01368378
Pages
1
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0
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Summary

Please note that DB is not amine as your advisor or fiduciary in swan transactions, so you should tomtit vow own leant and other advisors and re 'yes tmsge about status i%&.__)ngL AAl and/ the aidgliallitity_of entering into the Swap-Tradlna Addendum Any cheat that is a natural person should insert his or hoc own name where prompted to provide the "Legal Name of Client Swap Vehicle" and insert his or her own signature when prompted to provide the "Authorized Signatory Signature," Furthe

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Please note that DB is not amine as your advisor or fiduciary in swan transactions, so you should tomtit vow own leant and other advisors and re 'yes tmsge about status i%&.__)ngL AAl and/ the aidgliallitity_of entering into the Swap-Tradlna Addendum Any cheat that is a natural person should insert his or hoc own name where prompted to provide the "Legal Name of Client Swap Vehicle" and insert his or her own signature when prompted to provide the "Authorized Signatory Signature," Furthermore, a CFTC Interim Compliant Identifier (or "Clef" number) is not required for a named person. Please complete (or procure the completion of) the relevant sections of the Swaps Protocol as soon as possible (and, in any event, prior to the next time that you may wish to enter into a swap with DB) and return the relevant sections (or procure their return) to DB in arty of the following ways: By express or registered mail (or other trackable method) to the following address: 345 Park Avenue 254 Floor MS: NYC20-2.564 New York, NY t0IS4 Aim: Mary Davin By email to: X900201)0/ANOS(4100aBlitXOteiDdestROWOCIfJOLXXXXXXXXXX Failure to complete and return the relevant sections of the Swaps Protocol in a timely fashion could prevent you from entering into additional swaps with DB. Certain key terms used in this Swaps Protocol are defined in the appended Glossary. Please be aware that certain respcnses may require DB to obtain additional information from you in connection with discharging DB's counterparty conduct of business obligations. Please contact your DB olknt-facing professional with any questions about the Swat* Protocol, 3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0060101 SDNY_GM_00206285 CONFIDENTIAL EFTA01368378

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