EFTA Document EFTA01368488

Date

Unknown

Source

Dept. of Justice

Reference

sd-10-EFTA01368488

Pages

Persons

Integrity

Loading PDF viewer...

Summary

Download Original PDF Save PDF

Ask AI About This Document

0upvotesShare

Post Reddit

Save Post Watch

Extracted Text (OCR)

EFTA Disclosure

Text extracted via OCR from the original document. May contain errors from the scanning process.

Comcast CMCSA $58.78 $58.13 No Coverage Glaxo Smith Kline GSK 1456 GBP 1376 GBP Hold 1540 GBP 1540 GBP Viacom VIAB $66.71 $67.40 Buy $85 $85 Baidu BIDU $201.56 $204.92 Buy $239 $239 Alibaba BABA $90.78 $88.32 Buy $104 $102 Best, Ari From: Daniel Sabba Sent: Wednesday, June 10, 2015 9:48 AM To: leeyacation(thomail.comi; Cc: Paul Morris; Stewart Oldfield; Vahe Stepanian; Mane Dwyer Subject: bullish expression of single stocks [C] Classification: Confidential Jeffrey, I called you back yesterday and left a message with Lesley. We had reached out to discuss using short dated structured notes to articulate constructive views on single name stocks. We priced the example below for AAPL and BK, and could do the same for your favorite names from the list we sent you last week (email below). Sample transaction terms - 18mo Callable Yield Note Issuer: BNP Paribas Maturity: 18 months (callable after 3 months) Underlying: Lesser of: Apple Inc (AAPL) Bank of New York Mellon (BK) Callable: Quarterly — at issuer's discretion Contingent Coupon: 10.00% p.a. subject to coupon barrier Observed and paid quarterly Coupon Barrier: 75% of initial strike observed quarterly Principal Barrier: 75% of initial strike observed at maturity only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0060237 CONFIDENTIAL SDNY_GM_00206421 EFTA01368488

Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01433935

Subject: RE: bullish expression of single stocks [C] From: Daniel Sabba cffi. Date: Wed, 10 Jun 2015 11:28:25 -0400 To: Ariane Dwyer < > 'effre E <'[email protected]> Cc: Paul Morris Stewart Oldfield Vahe Stepanian Classification: Confidential Jeffrey — please see email below from Ari. Please note DB does not cover DISH Networks. Would you still like to buy 5000 shares of it? Please confirm. From: Ariane Dwyer Sent: Wednesday, June 10, 2015 11:14 AM To: jeffrey E. Cc: Daniel Sa

17p

Dept. of JusticeOtherUnknown

EFTA Document EFTA01412794

Subject: bullish expression of single stocks [C] From: Daniel Sabba < IM> Date: Wed, 10 Jun 2015 09:48:29 -0400 To: [email protected], Cc: Paul Morris Stewart Oldfield Vahe Stepanian Ariane Dwyer Classification: Confidential Jeffrey, I called you back yesterday and left a message with Lesley. We had reached out to discuss using short dated structured notes to articulate constructive views on single name stocks. We priced the example below for AAPL and BK, and could do the same f

Dept. of JusticeOtherUnknown

EFTA Document EFTA01386794

From: Daniel Sabba Sent: Wednesday, June 10, 2015 9:48 AM To: [email protected]; Cc: Paul Morris; Stewart Oldfield; Vahe Stepanian; Ariane Dwyer Subject: bullish expression of single stocks [C] Classification: Confidential Jeffrey, I called you back yesterday and left a message with Lesley. We had reached out to discuss using short dated structured notes to articulate constructive views on single name stocks. We priced the example below for AAPL and BK, and could do the same for you

Dept. of JusticeOtherUnknown

EFTA Document EFTA01412830

Subject: RE: FW: bullish expression of single stocks [C] From: Paul Morris a> Date: Wed, 10 Jun 2015 11:23:31 -0400 To: jeffrey E. <[email protected]>, Richard Kahn Cc: Daniel Sabba Ariane Dwyer Stewart Oldfield Classification: Confidential Ari, please see below From: jeffrey E. [mailto:[email protected]] Sent: Wednesday, June 10, 2015 11:15 AM To: Paul Morris; Richard Kahn Subject: Re: FW: bullish expression of single stocks [C] buy 5000 viacom. 5000 baba 5000 gsk5000 dish

13p

Dept. of JusticeOtherUnknown

EFTA Document EFTA01473511

Subject: Re: FW: bullish expression of single stocks [C] From: jeffrey E. <[email protected]> Date: Wed, 10 Jun 2015 11:15:26 -0400 To: Paul Morris Richard Kahn buy 5000 viacom. 5000 baba 5000 gsk5000 dish. 5000 akrn On Wed, Jun 10, 2015 at 10:50 AM, Paul Morris -ffis wrote: Classification: Confidential Don't think dish should be in Indian rupees will fix Paul Morris Managing Director Deutsche Bank Private Bank Office Cell: From: Ariane Dwyer Sent: Wednesday, June 10, 2015 10

12p

Dept. of JusticeOtherUnknown

EFTA Document EFTA01405107

Subject: Re: bullish expression of single stocks [C] From: jeffrey E. [email protected]> Date: Wed, 10 Jun 2015 10:49:33 -0400 To: Ariane Dwyer Cc: Daniel Sabba Paul Morris Stewart Oldfield Vahe Stepanian price targets over what time frame??? and why is is pioneer a hold if the price target is so much highter than today On Wed, Jun 10, 2015 at 10:40 AM, Ariane Dwyer e > wrote: Classification: Confidential Hi Jeffrey, Per your conversation with Daniel, please find below the refr

12p

Forum Discussions

This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.

Donate More ways to support →

Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.