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sd-10-EFTA01368536Dept. of JusticeOther

EFTA Document EFTA01368536

Cc: Richard Kahn , Daniel Sabba , vahe Stepanian/ , Pau Morris Date: 10/28/2014 10:57 AM Subject: Re: [C] classification: confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying S5mm worth. got it. (Embedded image moved to file: pic29851.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Fax Mobile Email (Embedded image moved to file: pic

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Dept. of Justice
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sd-10-EFTA01368536
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Cc: Richard Kahn , Daniel Sabba , vahe Stepanian/ , Pau Morris Date: 10/28/2014 10:57 AM Subject: Re: [C] classification: confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying S5mm worth. got it. (Embedded image moved to file: pic29851.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Fax Mobile Email (Embedded image moved to file: pic

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Text extracted via OCR from the original document. May contain errors from the scanning process.
Cc: Richard Kahn , Daniel Sabba , vahe Stepanian/ , Pau Morris Date: 10/28/2014 10:57 AM Subject: Re: [C] classification: confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying S5mm worth. got it. (Embedded image moved to file: pic29851.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Fax Mobile Email (Embedded image moved to file: pic30640.gif) From: "jeffrey E." <[email protected]> To: Tazia Smith Richard Date: 10/28/2014 10:54 AM subject: buy S5MM of this issue. Citi 5.80% PFD Kahn please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0060325 CONFIDENTIAL SDNY_GM_00206509 EFTA01368536

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Related Documents (6)

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EFTA Document EFTA01363976

From: Tazia Smith Sent: 10/29/2014 8:39:56 AM To: jeffrey E. [email protected]] CC: Daniel Sabba Subject: IC) Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazia Paul Morris ; Stewart Oldfield ; Richard Kahn I; Vahe Stepanian From. Tazia Smith'db/dbcom To. "jeffrey leevacationasmailtern>. Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris. Richard Kahn Stewart Oldfiekl/dbidbcomCDBAMERICAS, Vahe St

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From: Tazia Smith Sent: 10/29/2014 8:39:55 AM To: Jeffrey E. ([email protected]) CC: Daniel Sabba Paul Morris ; Stewart Oldfield I ; Richard Kahn ; Vahe Stepanian Subject: ICJ Attachments: pic30997.gif; pic27651.gif; pic24440.gif; pic24974.gif; pic16989.gif; pic13673.gif; pic31693.gif; pic27187.gif; pic14781.gif; pic07322.gif; pic23174.gif; pic07276.gif Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazi

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Date: 10/29/2014 08:43 AM Subject: Re: [C] vwap ok On wed, Oct 29, 2014 at 8:39 AM, Tazia Smith wrote: classification: confidential Good Morning Jeffrey - Re-enter order? use limit and/or participate % volume? Thanks, Tazia Fro Tazia Smith/db/dbcom m: To: "jeffrey E." <[email protected]>, Cc: Daniel Sabba/db Paul Morris, Richard Kahn < Stewart Oldfield/db , vahe Stepanian Dat 10/28/2014 04:14 PM e: Sub Trade Report 10/28/14 [C] jec t: classification: confidential Jef

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, vahe Stepanian/db/dbcom@DBAMERICAS, Stewart Oldfiel d/db/dbcom@DBAMERICAS Dat 10/28/2014 11:36 AM e: Sub Re: [C] jec t: classification: confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently S24, we're working aggressively at that level. Please let us know if you want us to bid higher. (Embedded image moved to file: pic21461.gif) From Tazia Smith/db/dbcom To: "jeffrey E." <[email protected]>, Cc: Daniel Sabba db/dbc

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EFTA Document EFTA01368651

From Tazia Smith To: "Jeffrey E." <[email protected]> Cc: Richard Kahn Daniel Sabba Va e Stepanian , Paul Morris Date 10/28/2014 10:57 AM Subj Re: [c] ect: Classification: confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying $5mm worth. got it. (Embedded image moved to file: pic18931.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth management 345 Park Avenue, 10154-0004 New York, NY, USA Tel.

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EFTA Document EFTA01379100

Fax Mobi e +1 Email (Embedded image moved to file: From: To: Cc: Stewart Date: Subject: pic276S1.gif) Tazia Smith, "jeffrey E." <[email protected],, Daniel Sabba Oldfield 10/28/2014 02:24 PM Re: [C] Classification: confidential Jeffrey - Thus far done 25% of the volume now. aggressive. Not enough Tazia , Paul Morris, Richard vahe Stepanian/ Kahn 'c >, on 36,300 Citi 5.8% pfd at 523.9964. Participating Please let us know if you would like us to be more volume to get

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