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sd-10-EFTA01368648Dept. of JusticeOther

EFTA Document EFTA01368648

Classification: Confidential Jeffrey - Today you executed the following: 49,033 citi 5.8% pfd at 524.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other citi pfd is held in Haze. would you like this booked there as well? Thank You, Tazia (Embedded image moved to file: pic31302.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Mobile Email (Embedded ima

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Dept. of Justice
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sd-10-EFTA01368648
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Classification: Confidential Jeffrey - Today you executed the following: 49,033 citi 5.8% pfd at 524.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other citi pfd is held in Haze. would you like this booked there as well? Thank You, Tazia (Embedded image moved to file: pic31302.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Mobile Email (Embedded ima

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Classification: Confidential Jeffrey - Today you executed the following: 49,033 citi 5.8% pfd at 524.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other citi pfd is held in Haze. would you like this booked there as well? Thank You, Tazia (Embedded image moved to file: pic31302.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Mobile Email (Embedded image moved to file: pic22467.gif) Fro Tazia Smith/db/dbcom m: To: "jeffrey E." <[email protected]>, cc: Daniel sabba/db/dbcom@DBAmERIcAs, Paul Morris, Richard Kahn < Stewart Oldfield/db/dbcom@DBAMERICAS, vahe stepanian/db/dbcom@DBAmERIcAs Oat 10/28/2014 02:24 PM e: Sub Re: [C] jec t: Classification: Confidential Jeffrey - Thus far done on 36,300 Citi 5.8% pfd at S23.9964. Participating 25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. Tazia (Embedded image moved to file: pic22404.gif) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0060521 CONFIDENTIAL SDNY_GM_00206705 EFTA01368648

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From: Tazia Smith Sent: 10/29/2014 8:39:55 AM To: Jeffrey E. ([email protected]) CC: Daniel Sabba Paul Morris ; Stewart Oldfield I ; Richard Kahn ; Vahe Stepanian Subject: ICJ Attachments: pic30997.gif; pic27651.gif; pic24440.gif; pic24974.gif; pic16989.gif; pic13673.gif; pic31693.gif; pic27187.gif; pic14781.gif; pic07322.gif; pic23174.gif; pic07276.gif Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazi

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Cc: Daniel Sabba/db , Paul Morris, Richard Kahn , vahe Stepanian/db , Stewart Oldfield/db Date: 10/28/2014 11:36 AM Subject: Re: [C] Classification: Confidential Jeffrey - Thus far you have purchased 34,900 shares of citi 5.8% pfd at 523.9945; the pfd is presently 524, we're working aggressively at that level. Please let us know if you want us to bid higher. (Embedded image moved to file: pic06957.gif) From: Tazia smith/db/dbcom TO: "jeffrey E." <jeevacation0gmail.com>, Cc: D

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From: Tazia Smith Sent: 10/29/2014 8:39:56 AM To: jeffrey E. [email protected]] CC: Daniel Sabba Subject: IC) Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazia Paul Morris ; Stewart Oldfield ; Richard Kahn I; Vahe Stepanian From. Tazia Smith'db/dbcom To. "jeffrey leevacationasmailtern>. Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris. Richard Kahn Stewart Oldfiekl/dbidbcomCDBAMERICAS, Vahe St

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Date: 10/29/2014 08:43 AM Subject: Re: [C] vwap ok On wed, Oct 29, 2014 at 8:39 AM, Tazia Smith wrote: classification: confidential Good Morning Jeffrey - Re-enter order? use limit and/or participate % volume? Thanks, Tazia Fro Tazia Smith/db/dbcom m: To: "jeffrey E." <[email protected]>, Cc: Daniel Sabba/db Paul Morris, Richard Kahn < Stewart Oldfield/db , vahe Stepanian Dat 10/28/2014 04:14 PM e: Sub Trade Report 10/28/14 [C] jec t: classification: confidential Jef

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Fax Mobi e +1 Email (Embedded image moved to file: From: To: Cc: Stewart Date: Subject: pic276S1.gif) Tazia Smith, "jeffrey E." <[email protected],, Daniel Sabba Oldfield 10/28/2014 02:24 PM Re: [C] Classification: confidential Jeffrey - Thus far done 25% of the volume now. aggressive. Not enough Tazia , Paul Morris, Richard vahe Stepanian/ Kahn 'c >, on 36,300 Citi 5.8% pfd at 523.9964. Participating Please let us know if you would like us to be more volume to get

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To: "jeffrey E." <jeevacationMgmail.com>, Cc: Daniel Sabba/d Paul Morris, Richard Kahn < Stewart Oldfield/db/. , vahe Stepanian/db/lIIIIIIIIIIIIIIII Dat 10/28/2014 02:24 PM e: Sub Re: [C] jec t: Classification: Confidential Jeffrey - Thus far done on 36,300 citi 5.8% pfd at 523.9964. Participating 25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. Tazia (Embedded image moved to file: pic22867.gif

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