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sd-10-EFTA01369259Dept. of JusticeOther

EFTA Document EFTA01369259

To: Kimberly Hart Cc: Stewart Oldfield Subject: Southern Financial LLC update III Classification: For internal use only Dear Kim, avier Avila I am following up on the discussion we had together with Dan Kaiser last week about Jeffrey Epstein accounts that will be traded by Paul Barrett from Alpha Capital. Did you have a chance to look at it? Thank you, Martin Martin Zeman Director I Key Client Partners Deutsche Bank Wealth Management DB Securities Inc 345 Park Avenue 101540004 New

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sd-10-EFTA01369259
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To: Kimberly Hart Cc: Stewart Oldfield Subject: Southern Financial LLC update III Classification: For internal use only Dear Kim, avier Avila I am following up on the discussion we had together with Dan Kaiser last week about Jeffrey Epstein accounts that will be traded by Paul Barrett from Alpha Capital. Did you have a chance to look at it? Thank you, Martin Martin Zeman Director I Key Client Partners Deutsche Bank Wealth Management DB Securities Inc 345 Park Avenue 101540004 New

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
To: Kimberly Hart Cc: Stewart Oldfield Subject: Southern Financial LLC update III Classification: For internal use only Dear Kim, avier Avila I am following up on the discussion we had together with Dan Kaiser last week about Jeffrey Epstein accounts that will be traded by Paul Barrett from Alpha Capital. Did you have a chance to look at it? Thank you, Martin Martin Zeman Director I Key Client Partners Deutsche Bank Wealth Management DB Securities Inc 345 Park Avenue 101540004 New York, NY, USA KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising Independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DWI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of IDEISI or any of its affiliates. 2 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0061431 CONFIDENTIAL SDNY_GM_00207615 EFTA01369259

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To: Kimberly Hart < Cc: Stewart Oldfield < >; Xavier Avila .: (> Subject: Southern Financial LLC update III Classification: For internal use only Dear Kim, I am following up on the discussion we had together with Dan Kaiser last week about Jeffrey Epstein accounts that will be traded by Paul Barrett from Alpha Capital. Did you have a chance to look at it? Thank you, Martin Martin Zeman Director I Key Client Partners Deutsche Bank Wealth Management DB Securities Inc 345 Park Avenue

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TO: Kimberly Hart IIMMIMMMIIII Cc: Stewart Oldfield Subject: Southern Financial LLC update Ill Classification: For Internal use only Dear Kim, ; Xavier Avila I am following up on the discussion we had together with Dan Kaiser last week about Jeffrey Epstein accounts that will be traded by Paul Barrett from Alpha Capital. Did you have a chance to look at it? Thank you, Martin Martin Zeman Director I Key Client Partners Deutsche Bank Wealth Management DB Securities Inc 345 Park Avenu

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Subject: RE: Southern Financial LLC update [SC] From: Kimberly Hart a> Date: Mon, 02 Oct 2017 16:52:48 -0400 To: Martin Zeman Keith Buckholz Cc: Stewart Oldfield Xavier Avila Daniel-E Kaiser Classification: Strictly Confidential Jeffrey Epstein has been a client since 2013 and we have a number of open active accounts for him and his related entities including Southern Financial LLC. At the time he was onboarded, the potential reputational risk concerns were escalated to regional mana

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Vijay-A Sawant From: Stewart Oldfield Sent: Friday, September 07, 2018 6:32 PM To: Vijay-A Sawant Cc: Bradley Gillin Subject: FW: Southern Financial LLC update [SC] Follow Up Flag: Follow up Flag Status: Flagged From: Kimberly Hart Sent: Monday, October 02, 2017 4:53 PM To: Martin Zeman <[email protected]>; Keith Buckholz Cc: Stewart Oldfield < >; Xavier Avila Daniel-E Kaiser a Subject: RE: Southern Financial LLC update [SC] Classification: Strictly Confidential Jeffrey

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