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sd-10-EFTA01369757Dept. of JusticeOther

EFTA Document EFTA01369757

Deutsche Bank Wealth Management Appendix Date Recent & Upcoming Meetings 6/5/15 9/9/15 9/11/15 1/7/16 1/26/16 5/24/16 Summary Laura Farischon, Paul Morris & Stew Oldfield discuss taking a piece of client's art facility Laura Farischon, Paul Morris & Stew Oldfield met with Brad Wechsler to meet new Elysium COO and CFO and discuss art loan and onboarding issues more completely Paul Morris & Stew Oldfield follow up to meeting with the Elysium team regarding reserve cash management

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sd-10-EFTA01369757
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Deutsche Bank Wealth Management Appendix Date Recent & Upcoming Meetings 6/5/15 9/9/15 9/11/15 1/7/16 1/26/16 5/24/16 Summary Laura Farischon, Paul Morris & Stew Oldfield discuss taking a piece of client's art facility Laura Farischon, Paul Morris & Stew Oldfield met with Brad Wechsler to meet new Elysium COO and CFO and discuss art loan and onboarding issues more completely Paul Morris & Stew Oldfield follow up to meeting with the Elysium team regarding reserve cash management

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Text extracted via OCR from the original document. May contain errors from the scanning process.
Deutsche Bank Wealth Management Appendix Date Recent & Upcoming Meetings 6/5/15 9/9/15 9/11/15 1/7/16 1/26/16 5/24/16 Summary Laura Farischon, Paul Morris & Stew Oldfield discuss taking a piece of client's art facility Laura Farischon, Paul Morris & Stew Oldfield met with Brad Wechsler to meet new Elysium COO and CFO and discuss art loan and onboarding issues more completely Paul Morris & Stew Oldfield follow up to meeting with the Elysium team regarding reserve cash management and other Fixed Income strategies Paul Morris and Stew Oldfield took Brad Wechsler and his wife to a Billy Joel concert as a social event Paul Morris and Stewart Oldfield reached out to Brad Wechsler to introduce our ISG team and discuss liquid market investment capabilities Stewart Oldfield speaks with Brad Wechsler to let him know that Paul Morris is no longer at DB Due to the fact that Elysium is a relatively new family office they had not historically been ready to execute on many of the trade ideas we presented them. However, now that they have grown and become more developed, we believe this is a perfect time to engage with them. Confidential CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY_GM_00208391 DB-SDNY-0062207 EFTA01369757

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Deutsche Bank Wealth Management Date Recent & Upcoming Meetings 6/5/15 Laura Farischon & Stew Oldfield discussed lending opportunities 9/9/15 Laura Farischon & Stew Oldfield met with Elysium COO and CFO 9/11/15 Paul Morris & Stew Oldfield sent an email to the Elysium team regarding reserve cash management and other Fixed Income strategies 1/7/16 Paul Morris and Stew Oldfield took Brad Wechsler to a Billy Joel concert as a social event 1/26/16 Paul Morris reached out to Brad Wechs

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From: Paul I Sent: • •. To: Brad Wechsler CC: Stewart Oldfield Subject: RE: IC] Classification: Confidential Brad, if there is a good time to call you tomorrow please let me know otherwise perhaps we can connect next week over the phone or early breakfast. thanks From: Brad Wechsler [mailto Sent: Tuesday, January 13, 2015 11:36 AM To: Paul Morris; 'jeevacation©gmail.comr Subject: Re: [CI Thx paul...l'll be in touch soon. What's the best phone # to get you at.. From: Paul Morri

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Subject: Re: [C] From: Paul Morris ‹ > Date: Fri, 16 Jan 2015 08:43:26 -0500 To: Cc: Classification: Confidential Brad thx, talk to you next week. From: Brad Wechsler [mailto: Sent: Thursday, January 15, 2015 05:52 PM To: Paul Morris Cc: ' Subject: Re: [C] Paul-i'll be out of the office unt next tuesday. I shld be free to speak tuesday aft. I'm at From: Paul Morris [mailto: Sent: Thursday, January 15, 2015 03:07 PM To: Brad Wechsler Cc: Stewart Oldfield ‹ > Subject: RE: [C] Cl

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Illustrative Draft Account Planning Initiative July Account review information Name: Title / role: Notes: Client or Prospect: Client Apollo Last client meeting 6/28/2016 Brad Wechsler CEO of IMAX Next client meeting TBD Client details Client insight Name of WM client Elysium Management Growth Beneficial Owner: Client Identifier (#) Company name Elysium investments? no Length of WM relationship Client type Family Office JPM, GS Estimated total net worth (€m): 5000/1

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