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EFTA Document EFTA01369766EFTA Document EFTA01369768
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sd-10-EFTA01369767Dept. of JusticeOther

EFTA Document EFTA01369767

Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York, NY, LISA From: Tazia Smith Sent: Tuesday, May 23, 2017 2:41 PM To: Richard Kahn Cc: Delores Rubin •z ; Stewart Oldfield Vahe Stepanian Matt Glassman ; Davide-A Sferrazza Subject: RE: Rothschild (C] Classification: Confidential Thanks Rich. No market on 100k that we're in touch with (DB or agent). Delores will work towar

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Dept. of Justice
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sd-10-EFTA01369767
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Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York, NY, LISA From: Tazia Smith Sent: Tuesday, May 23, 2017 2:41 PM To: Richard Kahn Cc: Delores Rubin •z ; Stewart Oldfield Vahe Stepanian Matt Glassman ; Davide-A Sferrazza Subject: RE: Rothschild (C] Classification: Confidential Thanks Rich. No market on 100k that we're in touch with (DB or agent). Delores will work towar

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Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York, NY, LISA From: Tazia Smith Sent: Tuesday, May 23, 2017 2:41 PM To: Richard Kahn Cc: Delores Rubin •z ; Stewart Oldfield Vahe Stepanian Matt Glassman ; Davide-A Sferrazza Subject: RE: Rothschild (C] Classification: Confidential Thanks Rich. No market on 100k that we're in touch with (DB or agent). Delores will work towards showing a smaller size to try to get a two-way in front of you. Understand no trade. Best, Tazia From: Richard Kahn [nSt4. 1 Sent: Tuesday, May 23, 201 11:1 AM To: Tazia Smith Cc: Delores Rubin; Stewart Oldfield; Vahe Stepanian; Mat Glassman; Davide-A Sferrazza Subject: Re: Rothschild [C] mr epstein is not yet ready to put and order in without any firm indication on where he can get done for 100k thank you for your work on this.. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On May 23, 2017, at 12:06 PM, Tazia Smith wrote: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062220 CONFIDENTIAL SDNY_GM_00208404 EFTA01369767

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Subject: RE: Rothschild - Bein shown an offer! [C] From: Vahe Stepanian Date: Thu, 01 Jun 2017 08:16:02 -0400 To: Delores Rubin Richard Kahn Cc: Tazia Smith Stewart Oldfield Classification: Confidential Thanks Delores. Rich — let us know how to proceed this morning. Best, Vahe From: Delores Rubin Sent: Thursday, June 01, 2017 7:35 AM To: Richard Kahn Cc: Tazia Smith ; Vahe Stepanian ‹ > Subject: RE: Rothschild - Being shown an offer! [C] Classification: Confidential Good morni

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Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management P rk Av nu 1 1 - New York, NY, LISA From: Tazia Smith Sent: Tuesday, May 23, 2017 2:41 PM To: Richard Kahn Cc: Delores Rubin teveart Oldfield ; Vahe Stepanian ; Matt Glassman Davide-A Sferrazza Subject: RE: Rothschild [CI Classification: Confidential Thanks Rich. No market on 100k that we're in touch with (DB or agent). Delores will work towards showing a

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Subject: RE: Rothschild [C] From: Delores Rubin <[email protected]> Date: Tue, 30 May 2017 08:14:31 -0400 To: Tazia Smith Richard Kahn Cc: Stewart Oldfield Vahe Stepanian Matt Glassman <[email protected]>, Davide-A Sferrazza <[email protected]> Classification: Confidential Good Morning Richard and Tazia, In the event you still care in Rothschild, volumes continue to be around its average of 15,000 shares a day over the past week, but a few local houses have advertised

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<image001.gif> Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 P rk Avenue 10154-0004 New York. NY. LISA E . Email From: Tazia Smith Sent: Tuesday, May 23, 2017 2:41 PM To: Richard Kahn < Cc: Delores Rubin < Oldfield < >; Stewart >; Vahe Stepanian >; Matt Glassman >; Davide-A Sferrazza < Subject: RE: Rothschild [CI Classification: Confidential Thanks Rich. No market on 100k that we're in touch wi

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Subject: RE: Rothschild [C] From: Delores Rubin ‹ > Date: Tue, 30 May 2017 08:14:31 -0400 To: Tazia Smith Richard Kahn Cc: Stewart Oldfield Vahe Stepanian Matt Glassman Davide-A Sferrazza Classification: Confidential Good Morning Richard and Tazia, In the event you still care in Rothschild, volumes continue to be around its average of 15,000 shares a day over the past week, but a few local houses have advertised sizeable volume that has not been reflected on the tape. ODDO secutiti

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Subject: RE: Rothschild - Bein shown an offer! [C] From: Tazia Smith Date: Thu, 01 Jun 2017 13:18:43 -0400 To: Richard Kahn Delores Rubin Cc: Vahe Stepanian Stewart Oldfield Classification: Confidential Rich — Any price guidance you can share? Something as in you'd step for 100k block around [28]? No shot at a seller showing more size if he thinks you guys may disappear as soon as he (or any seller) shows more shares. :/ Let us know if / where you think JE truly cares (or not) so that

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