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sd-10-EFTA01369770Dept. of JusticeOther

EFTA Document EFTA01369770

Working with our counterparts in Europe. Size / liquidity could be prohibitive for a market on that size but we will be back with color. Thanks Rich, Tazia Tazia Smith Key Client Partners - US Deutsche Bank Wealth Management c. ---Original Message---- From: Richard Kahn Sent: Monday, May 22, 2017 05:26 PM Eastern tandard Time To: Tazia Smith Cc: Stewart Oldfield; Vahe Stepanian: Matt Glassman Subject: Re: Rothschild [C] thank you please forward quote once received tomorrow am thank

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sd-10-EFTA01369770
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Working with our counterparts in Europe. Size / liquidity could be prohibitive for a market on that size but we will be back with color. Thanks Rich, Tazia Tazia Smith Key Client Partners - US Deutsche Bank Wealth Management c. ---Original Message---- From: Richard Kahn Sent: Monday, May 22, 2017 05:26 PM Eastern tandard Time To: Tazia Smith Cc: Stewart Oldfield; Vahe Stepanian: Matt Glassman Subject: Re: Rothschild [C] thank you please forward quote once received tomorrow am thank

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Working with our counterparts in Europe. Size / liquidity could be prohibitive for a market on that size but we will be back with color. Thanks Rich, Tazia Tazia Smith Key Client Partners - US Deutsche Bank Wealth Management c. From: Richard Kahn Sent: Monday, May 22, 2017 05:26 PM Eastern tandard Time To: Tazia Smith Cc: Stewart Oldfield; Vahe Stepanian: Matt Glassman Subject: Re: Rothschild [C] thank you please forward quote once received tomorrow am thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel l fa ce On May 22, 2017, at 2:16 PM, Tazia Smith wrote: Classification: Confidential You saw it closed in France at 27.585 euros, on —16k shares today. Call you now to discuss your aftermarket objectives on 100k — I'm concerned b/a is going to be wide. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062223 CONFIDENTIAL SDNY GM_00208407 EFTA01369770

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From: Richard Kahn Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield Vahe Stepanian Matt Glassman Delores Rubin Subject: Re: Rothschild (Cl Any update on bid ask for 100k Roth ? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 On May 22, 2017, at 6:47 PM, Tazia Smith a wrote: Working with our counterparts in Europe. Size / liquidity could be prohibitive for a market on that size but we will be back with color. Thanks Ri

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