EFTA Document EFTA01370229

Deutsche Bank Compliance Rules List Rile Type: tiselDefned Schedekd :Scheduled Alert Case : Pre:Post esul of toy : Tborsday. 12 July. 2017 Rae Code Title Description Parameters RepTranIn2 Detects rename Incoming Transfers exceeding $95.000 within 7 drys RepTranOnC Reptilian RepWnsOut Detects repent ton mons of a specieted activity type exceeding a deugnatei moon went a selected time art Designed to be ma Pre-EAD $5700(tprio to 929f2011) Detects apatite Cagomg Transfers caged* 662,000 within 7 days Detects repetitive tin sar=an of e specified nanny type terming a dmipated amount within a selected time frame. Designed to be ma Pre-EOD. (Man An $43000 and min coat 4 prior to 9 29:20 I 1) Detects repetitive Incoming Wires excenag 3600.000 within 7 days 1etects repetitive trenacsons of a specified sonny type exceeding . 3 designated amount wan a selected time frame. Desipsed to be rim Pte-EOD. (min ant 5400.000 and min Can l prism 9^.9^011) Detects repetitive Omani Wires exceeding 5300.000 wan 7 days Detects repentive trainman of a ;pealed acmuy type exceeding a designated amount within a selected time fame. Dazed to be run Pm-EOD. (=a a=$250,000 prior to P'29.1011) Amity Type = 'MY 34mmoum Amon • 95000' Munn= Con ='J' Monier of Days • 7 CaslalstouCashall = 'AD' RoceneTty = 11' Activity Type = '1174 MAI/UM] Amount • '5.70041 Simms= Cam ='S' Number of Den = 7 CatialtatanAll • All' Rash...Pay • 2' Activity Type • 9130 Mint= Amount ='600000' kfisontatn Coat • '4' Maas of Dm = CativItioCashAll • Receive:Pay =11' Alert or Case Alert Schedule Weekly Emil Thee Post-EOD Scheidt& free Weekly Alen or Caw Mat Sande Weekly Eat That Pon-EOD Schedule Freq Weakly Ant or Case Alen Schedule Weekly Eyed Time PothEICO Schedule Frew Weekly Acttity Type • 9210 MIMTIAIM Ammar -50000cr min= Con • 3' Number of Days It 7 CatitNoaCashAll • 'All' ftvenwPay =12' Ant or Caw Alen Schedule Weekly Eva Time Post-EOD Schedule Frew Weekly Cap nr,lt http://compliance.intraneLdb.comll 7 Pose 4 of 14 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062892 CONFIDENTIAL SDNY_GM_00209076 EFTA01370229