EFTA Document EFTA01370292

Deutsche Bank US PWM AML Search Requests March 2014 7 OFAC requests were received. • 2 FinCEN 314(a) requests were received. • 0 Department of Commerce Denied Persons List were received • 12 International Inquiries and/or Static Data Embargo Inquiries were received. 61 GeneraVLegal requests were received. US PWM AML Search Requests • OFAC Updates • FinCEN 314iaj requests .. Dept of tonuiterce Denied Persons list shit I huligintStatk Data Embargo • General/Legal regnests US PWM CTR and SAIF Filings March 2014 • 2 CTRs were filed in March 2014 • 0 SAIF was filed in March 2014 for the Private Bank. • 3 SAIFs were filed in March 2014 for Private Client Services. US PWM CTR and SAIF Filings 12 I las .6 5, .'i.t M. 13/4 , lot on Aug' s*R r Ott- Nov. O Dee 2 law Feb- Liar B 11 13 13 M•Y3. 13 1 13 13 I 13 13 14 14 14 — ' u0 . ilk,' 1 5 0 3 5 3 4 7 I 7 7 1 I 2 'Jiggled 3 2 2 1 2 3 1 11 ii 1 0 1 3 I 1 0 —40 rc si—'defiled 5 I 1 I. I 5 1 9 1 9 1 3 a i 2 8 For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062975 CONFIDENTIAL SDNY_GM_00209159 EFTA01370292