Skip to main content
Skip to content
Case File
sd-10-EFTA01370304Dept. of JusticeOther

EFTA Document EFTA01370304

From: Liam Osullivan Sent: 1/22/2018 12:30:17 PM To: 'Paul Barrett ( CC: Stewart 0ldfield Stepanian Subject: RE: Trade confirmation: Rates trade Attachments: ND814115M.PDF; D814527N.PDF Paul & Rich, I have attached the confirms for the below trades. I will send the password in a separate email. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Em I; 'Richard K

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01370304
Pages
1
Persons
0
Integrity
Loading PDF viewer...

Summary

From: Liam Osullivan Sent: 1/22/2018 12:30:17 PM To: 'Paul Barrett ( CC: Stewart 0ldfield Stepanian Subject: RE: Trade confirmation: Rates trade Attachments: ND814115M.PDF; D814527N.PDF Paul & Rich, I have attached the confirms for the below trades. I will send the password in a separate email. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Em I; 'Richard K

Ask AI About This Document

0Share
PostReddit

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Liam Osullivan Sent: 1/22/2018 12:30:17 PM To: 'Paul Barrett ( CC: Stewart 0ldfield Stepanian Subject: RE: Trade confirmation: Rates trade Attachments: ND814115M.PDF; D814527N.PDF Paul & Rich, I have attached the confirms for the below trades. I will send the password in a separate email. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Em I; 'Richard Kahn' ; Xavier Avila ; Davide-A Sferrazza Martin Zeman ; Vahe KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FlAIRA Rule 4512(C)(3). and who are capable of evaluating the strategies. characteristics and investment risks of and exercising independent judgment in evaluating. the ideas and products ctiscussed herein. Trades and transactions are subject to relevant internal approvats of DBSI or its affiliates prior to execution. and the execution of any transaction or idea discussed herein is conditkinal on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters ctiscussed herein are provided for discussion purposes only. and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The infonnation set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction andror redistribution thereof (in whole or in pan) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of 0851 or any Wits affiliates. From: Martin Zeman Sent: Friday, January 12, 2018 3:50 PM To: Paul Barrett Cc: Stewart Oldfield < >; Richard Kahn < ; Davide-A Sferrazza Liam Osullivan < Subject: Trade confirmation: Rates trade Paul, This is to confirm today's trade: >; Xavier Avila >; Joshua Shoshan CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0062998 CONFIDENTIAL SDNY_GM_00209182 EFTA01370304

Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01414991

Subject: RE: Trade confirmation: Rates trade From: Liam Osullivan Date: Mon, 22 Jan 2018 12:30:17 -0500 To: "Paul Barrett ( Richard Kahn Cc: Stewart Oldfield Xavier Avila Davide-A Sferrazza Joshua Shoshan Martin Zeman Vahe Stepanian <a> Paul & Rich, I have attached the confirms for the below trades. I will send the password in a separate email. Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Partners - US DB Securitie

4p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01370825

From: Sent: To: CC: osullivan 5/31/2018 4:23:38 PM Paul Barrett Davide-A Sferrazza I; 'Richard Kahn' I Joshua Shoshan • Stewart Oldfield ; Martin Zeman Subject: Trade Details --> 5/31/2018 (Cl Classification: Confidential Paul, In Haze: You sold 5,045 shares of C 5.8% Ser C Pref at 25.1654. The account is long 38,158 shares. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154.0004 New York.

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01372770

From: Liam Osullivan Sent: 5/21/2018 4:18:00 PM To: 'Paul Barrett 'Richard Kahn' CC: Martin Zeman Xavier Avila Davide-A Sferrazza Joshua Shoshan Stewart Oldfield Subject: Trade Details --> 5/21/2018 ICI Classification: Confidential Paul, In SFFLC: You were assigned 9,000 shares of GILD at 77.50. The account is now long 25,000 shares. There are no more GILD options in the account. You bought 2 shares of BRK/A at 297,000 You sold 20,000 shares of BASFY at 26.3245. In Haze: Y

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01381762

From: Sent: To: CC: Subject: Liam Osullivan 7/9/2018 4:28:09 PM Paul Barrett I Martin Zeman I I I; Stewart Oldfield Trade Details --> 7/9/18 ICI Classification: Confidential Paul, Richard Kahn • Davide-A Sferrazza In SFLLC: You bought 1mm EXLINT 10% 07/15/23 at 102.875. Thank you. Liam z Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154.0004 New York, NY, USA E . Email Xavier Avila Prepared on 07/09

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01376881

From: Sent: To: CC: Subject: Liam Osullivan 6/8/2018 4:52:14 PM Paul Barrett Davide-A Sferrazza ; 'Richard Kahn' I Joshua Shoshan -I: Stewart Oldfield ; Martin Zeman I Trade Details --> 06/08/2018 (C) Classification: Confidential Paul, In SFLLC: Sold 17 BRK/A at 293,789.86 Sold 10,000 QCOM at 60.3107 Sold 25,000 GILD at 71.9664 In Haze: Sold 15,390 SPOT at 171.8254 Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Ma

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01380842

From: Sent: To: CC: Subject: Liam Osullivan 8/3/2018 8:52:40 AM Paul Barrett Martin Zeman RE: CDR (C) Classification: Confidential Paul, Richard Kahn ; Davide-A Sferrazza ; Stewart Oldfield You sold 15,320 CDR at 199.4626 PLN. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154.0004 New York. NY, USA Tel. Email ; Xavier Avila Prepared on OW03/2018 Source: Pershing NetX 360 Unofficial t

1p

Forum Discussions

This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.

Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.