EFTA Document EFTA01370447

Investment Process: Investing and Portfolio Monitoring Active Portfolio Management: PM's seek to minimize risk to RIN Note holders through asset and portfolio level metrics Origination Due Diligence Process Investing and Portfolio Monitoring Constant communication across Investment Team, FAO. and Loan Information Agent li iffiffirr don uuu At Least Weekly • Forward calendar • Investment team meetings • Reconciliation with trustee • Analysis of all watch list credits • Review news stories on borrowers/industries via multiple news wires & email alerts • Assess potential covenant defaults • Review fund performance • Review monthly financials • Input monthly financials into credit monitoring system • Compare financials to prior year and budget • Conduct calls with agent. sponsor and borrower as appropriate • Conduct analysis of company results, industry trends. loan to value, key ratios and liquidity Quarterly • Watch list review • Compliance certificate review • Review quarterly financials • Input quarterly financials into credit monitoring system • Compare financials to prior year and budget • Email to entire team on performance and liquidity as well as a buy/sell recommendation Deutsche Asset Management Infrastructure Debt Presentation RIN II Equity March 2018 Ongoing • Fund compliance • Review fund performance • Amendments and waivers • Assets reviewed upon downgrades and sudden price movements (if price information is available) • Monitor secondary trading levels to assess interest in buying or selling • Rating agency actions 37 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0063255 SDNY_GM_00209439 EFTA01370447