EFTA Document EFTA01370662

From: Mayur Rathod Sent: 9/19/2018 3:08:08 AM To: Kshitij Golani Subject: RE: Your KYC has been rejected [I] classification: For internal use only Hi Kshitij, Below rejection points are resolved. Please refer my comments below. Thanks & Regards Mayur Rathod KYC Case Representative Deutsche CIS Centre Private Limited wealth Management Floor 1, 81, DB Centre Mumbai Nirlo Western Express Highway, Goregaon East, Mumbai 400063, India Tel.: Email Original Message From: Kshitij Golani [mailto: Sent: Saturday, Se tember 08 2018 12:16 AM To: Mayur Rathod < > Subject: Your KYC as een rejects Your KYC has been rejected. Case St: : SOUTHERN FINANCIAL RELATIONSHIP Customer Name: Customer Number: Reason or Rejection:1) Please provide ID for Louella. (Mentioned the KYC B where the ID can be located) 2) Please provide full signing authority document for Neptune LLC. (Attached) 3) Please re-run research for Jeffrey Epstein & Erike Kellerhals with the country as virgin Islands, us. (Attached new research with uS & usvI) 4) The google search for Darren indyke has a few negative articles regarding Jeffrey Epstein's foundation and also has court cases against Jeffrey Epstein. Please address them under section 4D "Please summarize any negative results from the database searches indicated above:" (Added comment in section) 5) Please indicate where we can locate the IDs for Darren indyke and Richard D Kahn. (Mentioned GCIS A' where the IDS can be located) 6) Please provide the FinCEN CDD Form. (Attached) 7) Due to recent DB Force enhancements, all structured country fields (i.e., those converted to drop downs and multi pick lists) must be populated in the KYC Wizard. Please ensure these fields are completed for all KYC parties. (Done) 8) Please explain in detail the purpose of each account. You can add this in the "what is the purpose of the account. (Done) 9) Please provide SOw verification. (Attached) To view the KYC click here https: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0063626 CONFIDENTIAL SDNY_GM_00209810 EFTA01370662