EFTA Document EFTA01370736

From: Kshitij Golani Sent: To: Subject: Your KYC has been rejected 9/7/2018 2:45:56 PM Your KYC has been rejected. Case #: 01977698 Relationship: SOUTHERN RELATIONSHIP Customer Name: Customer Number: Reason for Rejection:1) P ease provide ID for Louella. 2) Please provide full signing authority document for Neptune LLC. 3) Please re-run research for Jeffrey Epstein & Erike Kellerhals with the country as Virgin Islands, US. 4) The google search for Darren Indyke has a few negative articles regarding Jeffrey Epstein's foundation and also has court cases against Jeffrey Epstein. Please address them under section 4D "Please summarize any negative results from the database searches indicated above:" 5) Please indicate where we can locate the IDS for Darren Indyke and Richard D Kahn. 6) Please provide the FinCEN COD Form. 7) Due to recent DS Force enhancements, all structured country fields (i.e., those converted to drop downs and multi pick lists) must be populated in the KYC wizard. Please ensure these fields are completed for all KYC parties. 8) Please explain in detail the purpose of each account. You can add this in the "what is the purpose of the account. 9) Please provide SOw verification. To view the KYC click here https: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0063744 CONFIDENTIAL SDNY_GM_00209928 EFTA01370736