EFTA Document EFTA01370920

From: Kshitij Golan' Sent: To: Subject: Your KYC has been rejected 9/21/2018 3:14:52 PM Your KYC has been rejected. Case #: 01977698 Relationship: SOUTHERN FINANCIAL RELATIONSHIP Customer Name: Customer Number: 00000489505 Reason for Rejection:1) Please provide ID for . (KG - RESOLVED) 2) Please provide full signing authority documentAT Neptune LLC. (KG - RESOLVED) 3) Please re-run research for Jeffrey Epstein & Erike Kellerhals with the country as Virgin Islands, US. (KG - RESOLVED) 4) The google search for Darren Indyke has a few negative articles regarding Jeffrey Epstein's foundation and also has court cases against Jeffrey Epstein. Please address them under section 4D "Please summarize any negative results from the database searches indicated above:" (KG - RESOLVED) 5) Please indicate where we can locate the IDS for Darren Indyke and Richard 0 Kahn. (KG - RESOLVED) 6) Please provide the FinCEN CDD Form. (KG - RESOLVED) 7) Due to recent DB Force enhancements, all structured country fields (i.e., those converted to drop downs and multi pick lists) must be populated in the KYC wizard. Please ensure these fields are completed for all KYC parties. (KG - RESOLVED (will know if it is indeed resolved when we try to approve)) 8) Please explain in detail the purpose of each account. You can add this in the - what is the purpose of the account. (KG - RESOLVED) 9) Please provide SOw verification. (KG - UNRESOLVED. Please provide SOW verification for Karyna Shuliak. Based on Lexis Nexis, she holds a dentist license. Does she practice? Does she still work at JSC Interiors?) To view the KYC click here https://dbforcepb.my.salesforce.com/5000e00001NOBxm CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0064021 CONFIDENTIAL SDNY_GM_00210205 EFTA01370920