EFTA Document EFTA01370924

From: Liam Osullivan [[email protected]] Sent: 5/23/2018 9:24:02 AM To: Richard Kahn lrichardkahn12@gmaiLcomj; Martin Zeman [[email protected]]; Paul Barrett [email protected]]; Xavier Avila [email protected]]; Davide-A Sferrazza [davide- [email protected]]; Stewart Oldfield [email protected]]; Joshua Shoshan [email protected]; Jeanne Brennan ([email protected]] Subject: RE: signed confirms [Cl Attachments: fax-2018-05-16-053509.pde fax-2018-05-16-053210.pdf; fax-2018-0S-16-052609.pdf classification: confidential Rich, Last week you returned the signed confirmations for the EURUSD options that were traded on 05/18. we amended the confirms to reflect the premium on each trade. We are required to have the attached amended confirms signed. I apologize for the inconvenience. Please contact us with any questions. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. +1 212 454-0453 Email [email protected] KC,' products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(c)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. Original Message From: Richard Kahn [mai lto : ri chardkahn120gmai 1. com] Sent: Thursday, May 17, 2018 2:50 PM To: Martin Zeman <ma rti n .zeman@db. com> ; Paul Barrett <paul@al phagroupca pi tal com›; Xavier Avila <[email protected]>; Davide-A Sferrazza <[email protected]›; Stewart Oldfield <[email protected]>; Joshua Shoshan <[email protected]>; Liam Osullivan <[email protected]>; Jeanne Brennan <[email protected]> Subject: signed confirms Richard Kahn HBRK Associates Inc. S7S Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0064026 CONFIDENTIAL SDNY_GM_00210210 EFTA01370924