EFTA Document EFTA01370960

From: Rob Wang on behalf of Amlcompliance Inquiries Sent: 4/10/2018 10:53:59 AM To: Hildegarde Berrios CC: Michele-M Quattrocchi Rob Wang liance Inquiries Subject: RE: Inquiry Regarding Account Client: WE, RC; Alert No. 83817 - DUE April 11, 2018 [I) Classification: For Internal use only Friendly reminder the inquiry is due tomorrow. Best regards Robert From: Rob Wang On Behalf Of Amlcompliance Inquiries Sent: Thursday, April 05, 2018 11:04 AM To: Hildegarde Berrios < >; Michele-M Quattrocchi < Cc: Stewart Oldfield < >; Amlcompliance Inquiries < >; Rob Wang < Subject: RE: Inquiry Regarding Account , Client: LSJE, LLC; Alert No. 83817 - DUE April 11, 2018 [I] Classification: For In use only Hi Hildegarde, Michele, Please assist as Cynthia is no longer at the firm. Thanks, Robert From: Rob Wang On Behalf Of Amlcompliance Inquiries Sent: Thursday, April 05, 2018 11:01 AM To: Cynthia Rodriguez < >; Stewart Oldfield < Cc: Amlcompliance Inquiries < >, Rob Wang < Subject: Inquiry Regarding Account Client: LSJE, LLC; Alert No. 83817 - DUE April 11, 2018 [I] Importance: High Classification: For Internal We only Good Morning: The above referenced account has had the following activity. To assist in this review and further document your supervision of this account, please provide information regarding the following transactions. Your complete response must be received within 5 business days. Outgoing Wires: 2/7/2018 , $3,000 for 2/9/2018 , $5,000 for CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0064065 CONFIDENTIAL SDNY_GM_00210249 EFTA01370960