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sd-10-EFTA01371026Dept. of JusticeOther

EFTA Document EFTA01371026

From: Vijay•A Sawan Sent: 7/23/2018 2:25:28 AM To: Bradley Gillin CC: Stewart Oldfiel Subject: RE: FinCEN CDD Form - Epstein/SOUTHERN FINANCIAL RELATIONSHIP [CI Importance: High Hello Brad, Many thanks for the dots. I will review each of the form and advise in due course. However, upon a cursory glance, I noticed that not all of the accounts are covered for CDD forms in the attachment sent. Please see list of ALL accounts due for remediation this year below, from this relationship

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sd-10-EFTA01371026
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From: Vijay•A Sawan Sent: 7/23/2018 2:25:28 AM To: Bradley Gillin CC: Stewart Oldfiel Subject: RE: FinCEN CDD Form - Epstein/SOUTHERN FINANCIAL RELATIONSHIP [CI Importance: High Hello Brad, Many thanks for the dots. I will review each of the form and advise in due course. However, upon a cursory glance, I noticed that not all of the accounts are covered for CDD forms in the attachment sent. Please see list of ALL accounts due for remediation this year below, from this relationship

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From: Vijay•A Sawan Sent: 7/23/2018 2:25:28 AM To: Bradley Gillin CC: Stewart Oldfiel Subject: RE: FinCEN CDD Form - Epstein/SOUTHERN FINANCIAL RELATIONSHIP [CI Importance: High Hello Brad, Many thanks for the dots. I will review each of the form and advise in due course. However, upon a cursory glance, I noticed that not all of the accounts are covered for CDD forms in the attachment sent. Please see list of ALL accounts due for remediation this year below, from this relationship. The CDD form is missing for entity highlighted in yellow below. Kindly provide the same, when available, thanks. Darren K. Indyke PLLC Southern Trust Company, Inc. Zorro Management, LLC J. Epstein Virgin Islands Foundation, Inc Hyperion Air, LLC JEGE, LLC Neptune, LLC Gratitude America Ltd Mort, Inc LSJE, LLC Southern Financial LLC NES, LLC Plan D, LLC JEGE, Inc Jeepers, Inc Prytanee, LLC Kind Regards, Vijay Sawant KYC Case Representative Deutsche CIB Centre Private limited - Deutsche Bank Group Wealth Management at, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063, India Tel. Mobile From: Bradley Gillin Sent: Friday, July 20, 2018 8:47 PM To: Vijay-A Sawant CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0064171 CONFIDENTIAL SDNY_GM_00210355 EFTA01371026

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