EFTA Document EFTA01371143

rdc DB12000P - Deutsche Bank Private Bank Alert Batch Date: 6/15/2017 Alert Date: 6/15/2017 Added to Monitoring: 06/15/2017 Organization: Southern Financial LLC Address: Country VIRGIN ISLANDS, U.S. Tracking ID: KYC 1790655 Reporting ID: Alerted Entity # 2 of 4 Risk Priority: Critical Alert ID: 9476247.11602637.65374193 Source Information RDC URL: https://gridtdc.comlwss/entity.html?entityld=3dcbf500405acc025d3f3d53eb346cc4 Source Name: RiskConnect, 06/14/2017 Entity URL: . http //www.sec.govnitigation/litreleasesAr17723 htm • http //www sec.govaitigation/litreleases/2008/Ir20543 htm • http.//www.sec.gov/litigation/litreleases/Ir16977.htm • http //www.sec gov/litigation/litreleasesar16649 htm • http.//www.sec.gov/litigationnitreleasesAr16892.htm Sources: • SEC Litigation Releases - 2002. SEC Litigation Releases - 2002. http://www.sec.govaitigation/litreleases/ittrelarchive/litarchive2002.shtml • SEC Litigation Releases - 2008, SEC Litigation Releases - 2008, http://v.ww.secgov/litigation/ktreleases/litrelarchiveilitarchive2008.shtml • SEC Litigation Releases - 2001. SEC Litigation Releases - 2001. http://www.sec.govaitigation/litreleasesAdrelarchive/Idarchive2001.shtml • SEC Litigation Releases - 2000, SEC Litigation Releases - 2000, http://www.sec.gov/litigation/litreleaseslidrelarchiveAitarchive2000.shtml Co-modest uith the terms and castrates d your RDC Subsorber Agreement the rricernaban contained in ths docurnent is for alert purposes only and not to be used fee purposes of deteernrang an eclrecluafs °Irately lee any cede or any other FCRA permissible purposes User further agrees to hold such mistral and infomvatect in sects! oonhidence, not to rneke use thereof other than Iv authorged purposes to Side a Only to employees revering such sterrohco, and not to release a disclose n to any other party The Alert Somata, contained in the elccurrent nay or my not pertain to the pner.duai a 'Key referenced et your ilquily. Page oat 9 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0064355 CONFIDENTIAL SDNY_GM_00210539 EFTA01371143