EFTA Document EFTA01371547

From: Liam Osullivan Sent: 9/7/2017 11:12:01 AM To: Richard Kah CC: Stewart Oldfield Subject: RE: FXE [CI Classification: Confidential Rich, You sold 450 FXE 9/15/17 113 Calls to close at $3.00. Thank you, Liam From: Richard Kahn Sent: Thursday, September 07, 2017 10:59 AM To: Davide-A Sferrazza azia Smith Cc: Stewart Oldfield Darren Indyke Subject: FXE Davide-A Sferrazza Darren Indyke Vahe Stepanian ahe Stepanian Liam Osullivan please put order in to sell 450 FXE 113 calls at 3.0 or better please call darren to confirm on his cell phone thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Jul 19, 2017, at 4:03 PM, Vahe Stepanian wrote: Classification: Confidential Rich — today Southern Financial executed the following per my conversation with Darren: Bought to open 450 FXE Sept 113 Calls Sold to open 450 FXE Sept 110 Puts Net debit = $0.09/ct. Please let us know if you have questions. Thank you, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0064980 CONFIDENTIAL SDNY_GM_002 11164 EFTA01371547