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sd-10-EFTA01371854Dept. of JusticeOther

EFTA Document EFTA01371854

Liam O'Sullivan Investments & Trading Institutional Wealth Partners DB Securities Inc Deutsche Bank Wealth Management NY 10154.0004. USA Visit us. liltp hosvalik coin #Positivelmpact INC' products and services are intended for and available only to sophisticated. experienced investors who qualify as "institutional accounts' under FINRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining w

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Dept. of Justice
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sd-10-EFTA01371854
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Liam O'Sullivan Investments & Trading Institutional Wealth Partners DB Securities Inc Deutsche Bank Wealth Management NY 10154.0004. USA Visit us. liltp hosvalik coin #Positivelmpact INC' products and services are intended for and available only to sophisticated. experienced investors who qualify as "institutional accounts' under FINRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining w

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Liam O'Sullivan Investments & Trading Institutional Wealth Partners DB Securities Inc Deutsche Bank Wealth Management NY 10154.0004. USA Visit us. liltp hosvalik coin #Positivelmpact INC' products and services are intended for and available only to sophisticated. experienced investors who qualify as "institutional accounts' under FINRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction. idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Institutional Wealth Partners group (IWP). Material herein regarding IWP products, investment ideas and solutions is for dscussion purposes only. While brokerage services offered through the IWP Americas desk may include investment recommendations and brokerage advice. IWP does not provide investment management or investment advisory services. and private market opportunities and other products and services available through IWP are offered only on a non-advisory basis. This communication is confidential and personal to you, solely for your information and for dscussion purposes only, and does not create any legally binding obligation Reproduction or dstribution of any material herein without our written consent is strictly forbidden. From: Richard Kahn Sent: Monday, February 11, 2019 9:43 AM To: Liam Osullivan Cc: Jeanne Brennan Subject: Boods to sell Stewart Oldfield can you please obtain pricing to sell these positions.. thank you Southern Trust Co. - Fixed Income 1DB) Buckeye Partners Fixed to Float 6.375% Callable 1/22/23 1,000,000 Southern Financial LLC - Fixed Income 1DB) Deutsche Bank AG 4.875% exp 12/1/2032 1,000,000 Deutsche Bank AG 4.296% exp 5/24/2028 1,000,000 General Electric Co GTD Fixed to Float 4.0% Dec 15 2065 2,469,000 Southern Cal Edison 6.25% Dec 31 2049 3,000,000 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065420 CONFIDENTIAL SDNY GM_00211604 EFTA01371854

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