EFTA Document EFTA01371953

Transactions by Type of Activity (continued) Process Trade, Settkment Transaction Dale Dote Activity Type Description QuIntky Price Accrued interest Amount Currency Dividends and Interest 02101119 CASH DIVIDEND RECEIVED 3400 SHRS BRISTOL M YERSSOUIBB CO COM RD 0104 PD 1.394.00 USD BM Y OVO/1 02/07/19 MONEY MARKET FUND CASH AC TR OVISODVT ADDICT Hall INCOME RED EEM ED 16.61 USD INCOME RECEIVED PER232045 Total Dividends and Interest - U S. DOLLARS 0.00 1.410.61 Cash Withdrawals and Deposits 02101/19 FEDERAL FUNDSSENT RRSTBANK PUERTO RIC -128,626.14 USD USD999997 Total Cash Withdrawals and Deposits - U S DOLLARS 0.00 -128 626 14 Total Value of Transact ions 0.00 -1 423 25 USD The price and quantity displayed may have been rounded. Client Service Information Your Investment Spedalid ZEM Cooled Information MARTIN ZEMAN 345 PARK AVENUE NEW YORK NY 13154 Y &Jr Account nfor mat on Telephone Number: (212) 250.0432 TAX LOT DEFAULT DISPOSITION METHOD Default Method for Mutual Funds: First In First Out Default Method for Stocks in a Dividend Reinvestment Plan: First In First Out Default Method for all Other Securities: First In First Out BOND AMORTIZATION ELECTIONS Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Page 6 of 8 Account Number:N4G-024950 kt.ctrimmos CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paper less smont4IllNOW Rated Ewefiere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELIDKE MISR through Penabos UM. • wholly owed subsidurey of The aril al Ni. Yort Mellon Comeration (WY MAW PCISrat LLC. motto( AURA. NYSE StPC DB-SDNY-0065549 SDNY_GM_00211733 EFTA01371953