EFTA Document EFTA01372016

The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 13 99 and/ or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. The European Central Bank (the' ECB' ) and other credit institutions introduced • negative interest rates' Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 13 99 and/ or 104 2 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Dale Activity Type Sweep Money Market Fund CASH AC TR DWSGOVT & AG INSTL Current Yield: 2.29% Activity Ending:05/ 13! 19 Description Amount Balance 05/01/19 Opening Balance 9.00 0.00 05/13/19 Deposit MONEY FUND PURCHASE 650.14 650.14 05/14/19 Withdrawal PA ON EY FUND RED EM PTION 450.14 0.00 05/14/19 Withdrawal SH A RES RED EM ED 4.04 4.04 05/14/19 Deposit ACCRUED DIVIDEND CREDIT 0.04 0.00 05113/19 Closing.Balance 50.00 Total All Money Market Funds $0.00 tome and Expense Summa. y Dividend Income Curtail Wed Taxable NOM Taxable Yes-to-We Taxable We Taxable Money Market 0.04 0.00 3,491.43 0.00 Interest Income Bond Interest 650.14 0.00 32 525 14 o 00 Total Dividends, Interest Income and Expenses $650.18 $0.00 536,016.57 I:, Page 2 of 7 Account Number:NIG-023812 mocs2amon: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paperless snow HUM, Rated Ewellent Every Year Since 2007 OMAR MITOCOMPAVNICAllONS EXCELIDKE MISR Roam Penabos ESC. • wholly *ad subsifurey of The Baal Ni. Yort Menge Corporation (INY Mellen) PCISrat LLC. motto( SIM& NYSE StPC DB-SDNY-0065614 SDNY_GM_0021 1798 EFTA01372016