EFTA Document EFTA01373330

Alert is False Positive. Alerted Individual Richard L Kahn is not related to any entity and is a drug dealer as per internal research. Hence no escalation required. NOTE: PCR is NO HIT Kind regards, Syed-Anzar Ahmed Process Stvervisor I COB • RDC LOOKBACK TEAM DBOI Global Services Private Limited Global Business Services VTP I • Hosts Road. 560100 Bangalore. India Parritrwiter Perpnion. Manikandan Muralidharan-12/19/2014 08:23:07 PM--Classification: For internal use only HI Team, Request you review the RDC hit received on "Richard K From. To: Cc: Date. Subject: Manikandan MuralidharanklbfrIbcom CAGNY NCAMbldbcom©DBAmencas, Syed-Anzar Ahmedidb/dbcomeDBAPAC, Suresh-x SalimathidlardbcomeDBAMERICAS, Jofin VargheserdWdbcomeDBAMERICAS, Sager Prakash/db/dbcomGDBAMERICAS. Kamoshwaran Ns/db/dbcort4DBAPAC, Anantesh AnancVdb/dbcomfigDBAMERICAS 12/19/2014 08:23 PM Fw: EDD package for the RID ONB-120902 LKYCUS-3443 Party name Southern Financial LLC - ROC alert Review - Very Urgent (I) Classification: For internal use only Hi Team, Request you review the RDC hit received on "Richard Kahn, one of the board of director of Parent entity, Southern Trust Company Inc. (See anachedfile: Additional AM/, checks on Pluton entity, board qfdirectormh) Additional document (See attached. file: 5 - Sale (1.8O.PDP) Thanks and Regards, Manikandan Muralidharan CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067446 CONFIDENTIAL SDNY_GM_00213630 EFTA01373330