EFTA Document EFTA01373379

From: Michael Koplowitz i• Sent: 1/6/2015 8:40:33 AM To: Wayne Salit I CC: John Juul Subject: RE: EDD package for the RID : ONB- Party name : Southern Financial LLC DI Classification: For internal use only Hi Wayne, My name is Mike Koplowitz and I have Advisory Compliance Coverage for Equity Structured Products. Over the past several days there have been some very unflattering press reports with regard to Jeffrey Epstein. In fact, he is currently the lead story on the Drudge report. Although these negative story are unrelated to his financial dealings, I am very uncomfortable on boarding Mr. Epstein as a GME client at DB. I believe that these alleged accounts of pedophilia concerning Mr. Epstein have the potential to cause reputation risk to DB if he were on boarded as a GME client. My understanding is that AWM has on boarded Mr. Epstein, however, I am very uncomfortable advising GME to do the same. I am happy to further discuss with you. Thanks. http://druclaereport.com/ http://nvpost.comPs=prince+epstein Regards, Mike Michael Koplowitz Equities Compliance Advisory Deutsche Bank Securities Inc. 60 Wall Street New York NY 10005-2836 Tel. Email Pacierpcia gerepon From: John Juul Sent: Tuesday, December 23, 2014 10:27 AM To: Michael Koplowitz Subject: FW: EDD package for the RID : ONB- Classification: For Internal use only fyi From: Wayne Salit Sent: Tuesday, December 23, 2014 8:53 AM To: John Juul Subject: FW: EDD package for the RID : ONB- Party name : Southern Financial LLC [I] Party name : Southern Financial LLC [I] CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0067524 CONFIDENTIAL SDNY_GM_00213708 EFTA01373379