EFTA Document EFTA01373381

Compliance PaniftwIrr Paybon Anastasia Pringle---12/22/2014 10:43:18 AM--Classification: For internal use only Good morning. From: To. Cc. Date: Subject: Anastasia US-CB S-AMUdti,S. Ged Accomt-Opening/db . Manikandan Muralidharaniclb 12/22/2014 10:43AM RE: EDD package lor the RID: ONB-120902 LKYCUS-3443 Party name : Southern Financial LW II) Classification: For Internal use only Good morning, Do we have an update on the below request. Thanks Kind Regards. Mrs. Anastasia Pringle Deutsche Bank Securities Inc. Client Onboarding Equities 5022 uite 500. 32256 JacksonviSe. FL. USA Tel. Fax Email Plane send all GED rated smalls to: Paciowtor BwrooK From: Dmitri Saks On Behalf Of US-CB S-AML Sent: Friday, December 19, 2014 3:03 PM To: Anastasia Pringle Cc: Ged Account-Opening; Manikandan Muralidharan; US-CB S-AML Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For internal use only Anastasia. CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0067527 CONFIDENTIAL SDNY_GM_00213711 EFTA01373381