EFTA Document EFTA01373576

Chris From: Isabel-A Gonzalez Sent: 31 January 2017 17:49 To: Christopher Whyton Subject: Remediation 2015-2016_ ACO queries.xlsx Hi Chris, As requested please find attached the names and below the statuses to be investigated: • Internal entities —These accounts require remediation AND an ACO to sign off the remediation. o Can we off-board these? o If not, please provide an the ACO or get confirmation from AFC/ COB these account don't require ACO attestation • Data Issues — idem • CIB Claimed — These have been deemed off-boards unless you can find an ACO or say otherwise Thanks. Kind regards, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067836 CONFIDENTIAL SDNY_GM_00214020 EFTA01373576