EFTA Document EFTA01373604
To: Roddy Moore; Andrew Xu Cc: Daniel Sabba Subject: Southern Financial - IA Request [I] Classification: For Internal use only Roddy/Andrew — Southern Financial has indicated that they would like to enter into a TRS on the attached basket of preferreds. The total notional size would be $20mm and assume ly tenor. What would be the required IA for the attached basket? Thank you, Vahe Vahe Stepanian Key Client Partners Deutsche Bank Securities Inc. Tel. Mob e Emai CONFIDENTIAL - PURS
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To: Roddy Moore; Andrew Xu Cc: Daniel Sabba Subject: Southern Financial - IA Request [I] Classification: For Internal use only Roddy/Andrew — Southern Financial has indicated that they would like to enter into a TRS on the attached basket of preferreds. The total notional size would be $20mm and assume ly tenor. What would be the required IA for the attached basket? Thank you, Vahe Vahe Stepanian Key Client Partners Deutsche Bank Securities Inc. Tel. Mob e Emai CONFIDENTIAL - PURS
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Subject: Re: Updated KYC - Recent Press [C] From: Paul Morris < => Date: Mon, 05 Jan 2015 11:03:56 -0500 To: Troy-D Williams Amanda Kirby Cc: Roddy Moore Nicholas Haigh Daniel Sabba Classification: Confidential Yes will do. From: Troy-D Williams Sent: 01/05/2015 03:07 PM GMT To: Paul Morris; Amanda Kirby Cc: Roddy Moore; Nicholas Haigh; Daniel Sabba Subject: Updated KYC - Recent Press [C] Classification: Confidential Paul, I am sure you have seen the recent press about Mr. Epste
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Subject: FW: Southern Financial and Southern Trust ISDA/CSAs [I] From: Paul Morris ‹ > Date: Tue, 21 Jul 2015 11:58:07 -0400 To: Daniel Sabba Vahe Stepanian Please keep me posted and coordinated so I can post chip if needed as compliance may reach out to him Thx Original Message From: Roddy Moore Sent: Tuesday, July 21, 2015 11:53 AM Eastern Standard Time To: Paul Morris; Vahe Stepanian; Troy-D Williams Cc: Stewart Oldfield; Daniel Sabba; Andrew Xu Subject: RE: Southern Financial a
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