EFTA Document EFTA01373640

From: Vahe Stepanian Sent: 7/6/2016 6:04:48 PM To: Stewart 0ldfield CC: Brianna Fowler Subject: RE: Southern Financia revs Mathew Negus Classification: For Internal use only Stew — we'll take a look and get back to you before EOW. Best, Vahe From: Stewart Oldfield Sent: Wednesday, July 06, 2016 4:35 PM To: Mathew Negus; Vahe Stepanian Cc: Brianna Fowler Subject: Southern Financial revs [I] Classification: For Internal use only Gents, Anna is working to reconcile pnl now that Paul has left and his accounts are coming under my revenue stream. Once she is able to make sure the numbers are right, it will be much easier for us all to track going forward as we do new trades. Not surprisingly, we don't have a great way to reconcile the SF revenues from here and need your help. Would like to see a list of trades and the associated revs. We can see the deposits on our side, so nothing to do there. Other than that, I think all revs are categorized as brokerage, so not sure how you report the swaps and other trades done with the investment bank. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bar* Trust Company Americas Deutsche Bait Wealth Management 345 Park Avenue. New York. NY 10154 Tel. 21alli mb Mobile lackberry Emai P(n.v-gi 9-I, r 7-)cyro-rin Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067928 CONFIDENTIAL SDNY_GM_00214112 EFTA01373640