Skip to main content
Skip to content
Case File
sd-10-EFTA01373704Dept. of JusticeOther

EFTA Document EFTA01373704

From: Andrew Gallivan Sent: 8/19/2016 8:22:50 AM To: Vaishali-P Mehta CC: Mark Gonzalez ; Stewart Oldfield ; Joseph Sabbagh Subject: RE: MD approval required for ACUs completed for High Risk Clients [I] Classification: For Internal use only Approved From: Vaishali-P Mehta Sent: Thursday, August 18, 2016 5:30 PM To: Andrew Gallivan Cc: Mark Gonzalez; Stewart Oldfield; Joseph Sabbagh Subject: RE: MD approval required for ACUs completed for High Risk Clients [I] Classification: F

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01373704
Pages
1
Persons
0
Integrity
Loading PDF viewer...

Summary

From: Andrew Gallivan Sent: 8/19/2016 8:22:50 AM To: Vaishali-P Mehta CC: Mark Gonzalez ; Stewart Oldfield ; Joseph Sabbagh Subject: RE: MD approval required for ACUs completed for High Risk Clients [I] Classification: For Internal use only Approved From: Vaishali-P Mehta Sent: Thursday, August 18, 2016 5:30 PM To: Andrew Gallivan Cc: Mark Gonzalez; Stewart Oldfield; Joseph Sabbagh Subject: RE: MD approval required for ACUs completed for High Risk Clients [I] Classification: F

Ask AI About This Document

0Share
PostReddit

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Andrew Gallivan Sent: 8/19/2016 8:22:50 AM To: Vaishali-P Mehta CC: Mark Gonzalez ; Stewart Oldfield ; Joseph Sabbagh Subject: RE: MD approval required for ACUs completed for High Risk Clients [I] Classification: For Internal use only Approved From: Vaishali-P Mehta Sent: Thursday, August 18, 2016 5:30 PM To: Andrew Gallivan Cc: Mark Gonzalez; Stewart Oldfield; Joseph Sabbagh Subject: RE: MD approval required for ACUs completed for High Risk Clients [I] Classification: For Internal use only Good Evening Andrew, Could you please review the below ACUs and provide your approval ? Regards, Vaishali Mehta Head of Anti-Money Latsdering Business Risk Deutsche Bark Wealth Management 101 ite 2400. San Francisco, CA USA Tel. Mobile Email From: Vaishali-P Mehta Sent: Wednesday, July 27, 2016 12:58 PM To: Andrew Gallivan Cc: Mark Gonzalez; Stewart Oldfield; Joseph Sabbagh Subject: MD approval required for ACUs completed for High Risk Clients [I] Classification: For internal use only Good afternoon Andrew, Based on new procedures, your approval is required for the following ACU's completed for High Risk Clients that were submitted this month for the below clients: Please let me know if you have any questions. Customer Owner GCIS Customer MD Number Customer Name Annual Client A19. Update: A15. Client Status A16. A17. A17. Update CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0068023 SDNY_GM_00214207 EFTA01373704

Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01383206

From: Stewart Oldfield Sent: 5/26/2019 11:32:21 AM To: Donna Kerrigan Subject: Re: Southern financial [C) Are you in next week? Let's have a quick chat with Andrew since there is quite a bit of 2019 revenue on the account that he may not want elsewhere. Thanks Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On May 26, 20

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01426509

Subject: RE: Butterfl Trust - new KCP brokerage [C] From: Kimberly Hart Date: Mon, 03 Dec 2018 10:41:35 -0500 To: Stewart Oldfield Cc: Andrew Gallivan Classification: Confidential Can you set-up a meeting for you, me and Andrew to discuss? There has been negative press over the past couple of days which I think that we need to review and determine if we still feel comfortable not only maintaining but continuing to expand this relationship. I think that this may warrant a CAF to ensure

3p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01381104

From: Henry Clark Sent: 11/7/2016 9:58:14 AM To: Stewart 0ldfield CC: Manish Pahlajani Subject: Pipeline ICI Attachments: Stewart Oldfield_Pipeline as at Nov 2.xlsx Classification: Confidential Thanks Stew. As discussed, please find a pull of your pipeline from November 02. I've filtered it for anything with probability greater than 50% and due to close in the next 90 days (from 11/02). Please can you update any data needed in the excel and return to me (please show what you've cha

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01398793

Subject: RE: MD approval for ACUs completed for High Risk Clients [I] From: Andrew Gallivan Date: Fri, 07 Apr 2017 To: Vaishali-P Mehta < Classification: For internal use only Approved. From: Vaishali-P Mehta Sent: Friday, April 07, 2017 2:21 PM To: Andrew Gallivan Subject: FW: MD approval for ACUs completed for High Risk Clients [I] Classification: For internal use only Hi Andrew, In an effort to ensure that you have to approve only 1 email, I sent the below email, in hindsight I s

43p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01432066

Subject: Re: URGENT!!! Need to close accounts ASAP - please prioritize today From: Daphne Cales ‹ > Date: Mon, 08 Jul 2019 08:51:19 -0400 To: Kimberly Hart Cc: Stewart Oldfield Andrew Gallivan Dawn Forbes Brigid Macias Kim, This will be taken care of today. Daphne Sent from my iPhone On Jul 8, 2019, at 7:33 AM, Kimberly Hart a wrote: > Classification: For internal use only The following need to be completed today: 1. $0 balance deposit accounts that are still open. Please coord

4p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01375636

Oliver Rothauser Director I Saks & Origination Institutional Wealth Partners #Positivelmpact Please be advised that, in connection with a potential investnwnt In GTIS (directly or indirectly), we IURSII Hill be treating you as IIII"histitutional account- as such temp is defined in FINRA Rule 4512(c$3) and as such we taped that you have total assets of S50 million or more, arc able to evaluate such transaction independently, without relying on any statements or views of DBSI, and will exerci

1p

Forum Discussions

This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.

Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.