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sd-10-EFTA01373732Dept. of JusticeOther

EFTA Document EFTA01373732

From: Melisa Venegas Sent: 5/4/2015 1:09:17 PM To: Yoonsun Chung Janice Franklin CC: Armen Brash Wayne Salit Subject: April - BRC Committee - Slide II) Attachments: For Review - ACUs with Material Changes.xlsx Classification: For internal use only Janice, Yoonsun, When you get a chance, can you please send the BRC Ps ? Total # of PCS Low & Moderate KYCs approved (in Apr) Total U of PCS High Risk KYCs approved (in Apr) Total number of High Risk accounts within PCS as of Apr 30th

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sd-10-EFTA01373732
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From: Melisa Venegas Sent: 5/4/2015 1:09:17 PM To: Yoonsun Chung Janice Franklin CC: Armen Brash Wayne Salit Subject: April - BRC Committee - Slide II) Attachments: For Review - ACUs with Material Changes.xlsx Classification: For internal use only Janice, Yoonsun, When you get a chance, can you please send the BRC Ps ? Total # of PCS Low & Moderate KYCs approved (in Apr) Total U of PCS High Risk KYCs approved (in Apr) Total number of High Risk accounts within PCS as of Apr 30th

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From: Melisa Venegas Sent: 5/4/2015 1:09:17 PM To: Yoonsun Chung Janice Franklin CC: Armen Brash Wayne Salit Subject: April - BRC Committee - Slide II) Attachments: For Review - ACUs with Material Changes.xlsx Classification: For internal use only Janice, Yoonsun, When you get a chance, can you please send the BRC Ps ? Total # of PCS Low & Moderate KYCs approved (in Apr) Total U of PCS High Risk KYCs approved (in Apr) Total number of High Risk accounts within PCS as of Apr 30th Total number of High Risk clients within the Private Bank as of Apr 30th Also, anything noteworthy for inclusion as a narrative. »Please also find attached the list of ACUs that prompted a material change and that we think should be closed. More than 50% are pending your review, we would like to close as many as possible and reduce the numbers before the BRC meeting Thank you. Regards, Melisa Venegas Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 60 Wall Street, 10005-2836 New York, NY, USA Tel.: +1 (212) 250.1493 Fax.: +1 (212) 553-2397 Email PurrialoNfr Peef writ CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068068 CONFIDENTIAL SDNY_GM_00214252 EFTA01373732

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