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sd-10-EFTA01373784Dept. of JusticeOther

EFTA Document EFTA01373784

From: Sent: To: Subject: Cynthia Rodriguez 3/28/2017 10:12:09 AM Stewart 0ldfield RE: Zorro Development Corp has been changed to an Inactive Prospect in D8 Force [I) classification: For internal use only All set. They're active :) Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank wealth management 345 Park Avenue. 24th Fl 10154-0004 New York, NY, USA Tel. Fax Email original Message From: Stewart Old

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From: Sent: To: Subject: Cynthia Rodriguez 3/28/2017 10:12:09 AM Stewart 0ldfield RE: Zorro Development Corp has been changed to an Inactive Prospect in D8 Force [I) classification: For internal use only All set. They're active :) Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank wealth management 345 Park Avenue. 24th Fl 10154-0004 New York, NY, USA Tel. Fax Email original Message From: Stewart Old

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Sent: To: Subject: Cynthia Rodriguez 3/28/2017 10:12:09 AM Stewart 0ldfield RE: Zorro Development Corp has been changed to an Inactive Prospect in D8 Force [I) classification: For internal use only All set. They're active :) Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank wealth management 345 Park Avenue. 24th Fl 10154-0004 New York, NY, USA Tel. Fax Email original Message From: Stewart Oldfield Sent: Tuesday, March 28, 2017 9:42 AM To: Cynthia Rodriguez Subject: Fw: Zorro Development Corp. has been changed to an Inactive Prospect in DB Force [I] classification: For Internal use only Stewart oldfield, CFA, cAIA Director Deutsche Bank Trust company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel: Mobile: blackberry Email: Securities offered through Deutsche Bank Securities Inc. original Message From: Relational Junction [mailto Sent: Tuesday, March 28, 2017 05:0 AM To: Stewart Oldfield Subject: Zorro Development Corp. has been changed to an Inactive Prospect in DB Force All the Accounts associated to Zorro Development Corp. are now closed. Because there are no open accounts, Zorro Development Corp. has been changed in DB Force from a Client to a Prospect, the Status has been changed from Active to Inactive, and the 'Former Client' field has been checked. If you wish to reactivate Zorro Development corp., change the Status back to Active in the Customer record. If you are already logged into DB Force, click here to view this record (or copy and paste the link into your open DB Force window): https://dbforcepb.my.salesforce.com/0016000000yq480 To log into DB Force, please go to: http://dbinsight.db.com and click on the DB Force link. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068145 CONFIDENTIAL SDNY_GM_00214329 EFTA01373784

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URLhttps://dbforcepb.my.salesforce.com/0016000000yq480

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Subject: RE: Zorro Deve d to an Inactive Prospect in DB Force [I] From: Cynthia Rodriguez Date: Tue, 28 Mar 2017 : : - To: Stewart Oldfield < Classification: For internal use only All set. They're active :) Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 495 Park Avenue. 24th F1 10154-0004 New York, NY, USA Tel. Fax Email Original From: Stewart Message Oldfield Sent: Tuesday, M

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Subject: RE: URGENT - THIRD REQUEST''''' RE: Inquiry Regarding THE HAZE TRUST, Account# , Alert# SAM1788880 [I] From: Amlcompliance Inquiries ‹ > Date: Wed, 21 Dec 2016 16:10:44 -0500 To: Zbynek Kozelsky Stewart Oldfield >, Vahe Stepanian < Cynthia Rodriguez PWM AMLCompliance Cc: Joshua Shoshan Donald Summer Cherie Quigley Amlcompliance Inquiries Classification: For internal use only Thanks very much Stewart and Ziggy! Best Regards/Mit freundlichen Gragen, PWM AML Compliance D

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Subject: RE: URGENT - THIRD REQUEST''''' RE: Inquiry Regarding THE HAZE TRUST, Account# Alert# SAM1788880 [I] From: Zbynek Kozelsky < Date: Tue, 20 Dec 2016 10:31:40 -0500 To: Amlcompliance Inquiries Stewart Oldfield Vahe Stepanian Cynthia Rodriguez PWM AMLCompliance Cc: Joshua Shoshan Donald Summer Cherie Quigley <a < , Classification: For internal use only Danya, Please call me — Thanks fcid:[email protected] Zbynek "Ziggy" Kozelsky Director I Branch Administr

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Subject: RE: Inquiry Regarding THE HAZE TRUST, Account# SAM1788880 [I] From: Amlcompliance Inquiries a> Date: Wed, 14 Dec 2016 08:56:24 -0500 To: Cynthia Rodriguez ea, Zbynek Kozelsky Stewart Oldfield Vahe Stepanian Cc: Joshua Shoshaan., Donald Summer Cherie Quigley a, Amlcompliance Inquiries < > Classification: For internal use only Good Morning: I am writing to follow up on my inquiry below. Thank you. Best Regards/Mit freundlichen GrOgen, PWM AML Compliance Deutsche Bank 6

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