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sd-10-EFTA01373876Dept. of JusticeOther

EFTA Document EFTA01373876

Then please tell me specifically what I need to do and for which clients. Are we only talking about Southern Financial and Tisch? From: Zbynek Kozelsky Sent: Tuesday, November 15, 2016 3:14 PM To: Stewart Oldfield Cc: Mathew Negus; Todd Stevens; Joseph Dursi Subject: RE: Canyon requests - AIS - KCP [I] Classification: For Internal use only I am afraid we may be in violation of Ka' KOPs if we do it your way... Thank you Ziggy Zbynek "Ziggy" Kozelsky Director I Branch Administrative Ma

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Then please tell me specifically what I need to do and for which clients. Are we only talking about Southern Financial and Tisch? From: Zbynek Kozelsky Sent: Tuesday, November 15, 2016 3:14 PM To: Stewart Oldfield Cc: Mathew Negus; Todd Stevens; Joseph Dursi Subject: RE: Canyon requests - AIS - KCP [I] Classification: For Internal use only I am afraid we may be in violation of Ka' KOPs if we do it your way... Thank you Ziggy Zbynek "Ziggy" Kozelsky Director I Branch Administrative Ma

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Then please tell me specifically what I need to do and for which clients. Are we only talking about Southern Financial and Tisch? From: Zbynek Kozelsky Sent: Tuesday, November 15, 2016 3:14 PM To: Stewart Oldfield Cc: Mathew Negus; Todd Stevens; Joseph Dursi Subject: RE: Canyon requests - AIS - KCP [I] Classification: For Internal use only I am afraid we may be in violation of Ka' KOPs if we do it your way... Thank you Ziggy Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Americas Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor Tel. Em All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The teens of the trade(s) may be subject to change prior to settlement. and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bark is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This email may contain confidential and/or privileged information. If you are not the intended recipient (or have received this email in error), please notify the sender immediately anti delete the email from your compiler. Any unauthorized copying. disclosure or distribution of the material in this email is prohibited. From: Stewart Oldfield Sent: Tuesday, November 15, 2016 3:11 PM To: Zbynek Kozelsky Cc: Mathew Negus; Todd Stevens; Joseph Dursi Subject: RE: Canyon requests - AIS - KCP [I] Classification: For Win use only One team one dream. Seems silly to have to go multiple places for the same thing. Let me know which names Andrew submitted that you think KCP should submit. Then have the relevant KCP coverage team submit for me. Thanks CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068285 CONFIDENTIAL SDNY_GM_00214469 EFTA01373876

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Subject: RE: Canyon requests - AIS - KCP [I] From: Zbynek Kozelsky Date: Tue, 22 Nov 2016 To: Stewart Oldfield Daniel Sabba Darlene Zong Cc: Todd Stevens Joseph Dursi 10:35:51 -0500 Classification: For internal use only Stew, ISG may not submit AIS for this client either. Yes, I will call in you in a few minutes. Thanks {cid:[email protected]} Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Americas Deutsche Bank Securities In

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Subject: RE: Canyon requests - AIS - KCP [I] From: Zbynek Kozelsky Date: Tue, 15 Nov 2016 17:43:53 -0500 To: Stewart Oldfield Cc: Mathew Negus Todd Stevens Joseph Dursi Classification: For internal use only Stew, Just tell Daniel/Darlene to submit AIS requests for Canyon for Epstein/- Southern Financial and TFMG. Please keep in mind that TFMG is a COD account. You won't be able to book Canyon there unless you have a new account (cash). Thank you {cid:[email protected]}

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