EFTA Document EFTA01373928

Pesci°loftr Perform Sujith Shetty--12/15/2014 03:49:38 PM--Classification: For internal use only Hi Team, Attached below is the EDD Package for RID - ONB - 1 Stith ShettyMbrdbcom From' To. Cc. Date. Subject: US-CB S-AMUdtabcom@DBAMERICAS, Manikandan fAuralidharan/dbldbcomeDBAPAC. Jofin Varghoserdb/dbcomeDBAMERICAS, CAGNY NCAMbklecomeDBArneficas 12(1512014 03:49 PM EDD package for the RID: ONB-120902 UCYCUS-3443 Party name : Southern Financial LLC Classification: For internal use only Hi Team, Attached below is the EDD Package for RID - ONB - 120902 Southern Finendel LLC. Captioned request is principal party set up and it is a Private Investment Vehicle.Request is raised for DBSI- Equity - custody/Margin (Type 1). We are escalating the request as Entity is Private Investment Vehicle. Kameshwaran has reviewed the alerts and the same has been attached for your reference. "Jofin reviewed and OA'd this EDD escalation package and confirms that all appropriate documentation is being escalated? The request has been escalated to AML Compliance. Kindly do the needful. EDD Template and 5 AML answers [attachment "EDD template and 5 AML answers.pdf" deleted by Dmitri Saks/db/dbcom] CIP Document [attachment "1 - CIP Doc.pdf' deleted by Dmitri Saks/db/dbcom] Physical Email 'attachment "CIP e-mail.pdf' deleted by Dmitri Saks/c1b/dbcoml CP Proof 'attachment "CP Proof.pdf" deleted by Dmitri Saks/db/dbcoml UBO Proof CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068365 CONFIDENTIAL SDNY_GM_00214549 EFTA01373928