EFTA Document EFTA01374254

Posirtin* Pertbon Manikandan Muralidharan-12/1912014 08:23:07 PM—Classification: For internal use only Hi Team, Request you review the ROC hit received on 'Richard K From. To: Cc: Date: Subject: Manikandan Muralidharan/dbidbcom EDD package for the RID: ONB-120902 UrYCUS-3443 Party name . Southern Financial LLC ROC alert Review - Very Urgent (II Classification: For internal use only Hi Team, Request you review the ROC hit received on "Richard Kahn, one of the board of director of Parent entity, Southern Trust Company Inc. (See attached .file: Additional ANIL checks on Parent entity, hoard of directorp4 Additional document (See attached, file: 5 - SFLLC UBO.PDF) Thanks and Regards, Manikandan Muralidharan rei Manikandan Muralidharan U S - New Client Adoption DBOI Global Services Private Limited ionic City. Hosur Road. 560100 Bangalore. India Backup details - Ganesh Balaji Bharath-Kurnar MS For Escalations please contact Level 1 - /Carte Level 2 - Balaji Parrittwirr Peep:ant. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068860 CONFIDENTIAL SDNY_GM_002 15044 EFTA01374254