EFTA Document EFTA01375549

Adviser Select Spectrum Asset Management / Principal Portfolio Date 331:2016 .AA 3.0 A 2.5 BBB 55.8 BB 27.2 B 4.4 Not Rated 7.0 Total 100.0 Name: Title: Joined Firm: Education: Prior Experience: Name: Title: Joined Firm: Education: Prior Experience: Mark Lleb Executive DireclonChrel Financial Officer 1987 MBA, UnNersay of Hartford Founder- 081. Preferred Management Phillip Jacoby Managing DteclorrSenix Portfolio Manager/CIO 1995 BA. Boston College Senior VP- USL Centel Corporation Portfolio Date: 3i31/2016 Portfolio Date 3'312016 = Industrials 5.5 'Financials 868 •Telecom Services 6.4 --Utilities 1.3 Total 100.0 Portfolio Date: 3/3112016 +0-1 561 1-2 17.9 2-3 14.7 3-4 11.3 0.0 •5-6 0.0 6-7 0.0 •7-8 0.0 8-9 0.0 11.12 0.0 Total 100.0 •1-3 Yr 12.3 3-5 Yr 0.0 5.7 Yr 32.5 7-10 Yr 29.2 10.15 Yr 14.6 15-20 Yr 0.0 • 20-30 Yr 11.3 30• Yr 0.0 Total 100.0 Performance *shown tom gross and net of tees Net of fee returns retied de:archon of the maximum I 1% annual fee Data frequency is monmly and all performance eta and analysts is for the penod ending as of current quarter end unless otherwise nchcated Deutsche Bark Wealth Management These docurnents are for use in one-cnone nem presentations Page 3 cI 5 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071061 CONFIDENTIAL SDNY_GM_00217245 EFTA01375549