Text extracted via OCR from the original document. May contain errors from the scanning process.
ACCOUNT
USA PATRIOT Act Section 326 Customer Identification Program
To help the government fight the funding of terrorism and money laundering activities, pursuant to Federal
regulations that became effective on October I, 2003. Section 326 of the USA PATRIOT Act requires all financial
institutions to obtain, verify. and record information that identifies each person or legal entity that opens an account.
What this means for you: When you open an account, we will ask for your name, address, and other information that
will allow us to identify you. We may also ask you to provide other identifying documents. such as articles of
incorporation, an offering memorandum. or other identifying documents.
In addition. please find attached Deutsche Bank's BCM Program's Client Disclosure letter for your reference.
The Following Applies to Non-US Correspondent Banks Only
Pursuant to U.S. regulations issued under section 311 of the USA PATRIOT Act. see 31 CFR 1010.658, Deutsche
Bank is required to notify you that we arc prohibited from establishing, maintaining, administering, or managing a
correspondent account for. or on behalf of the following which are defined collectively as "311 designated banks":
o
Banco Delta Asia or any of its subsidiaries (including, but not limited to, Delta Asia Credit Limited, and
Delta Asia Insurance Limited).
o
Commercial Bank of Syria or any of its subsidiaries (including Syrian Lebanese Commercial Bank)
o
FBME Bank Ltd (f.k.a. Federal Bank of the Middle East Ltd.) or any of its subsidiaries
o
Halawi Exchange Co. or any of its subsidiaries
o
Kassem Rmeiti & Co. For Exchange or any of its subsidiaries
The regulations also require us to notify you that your correspondent account with our financial institution may not
be used to provide the 311 designated banks with access to our financial institution. If we become aware any of
the 311 designated banks arc indirectly using the correspondent account you hold at our financial institution, we will
be required to take appropriate steps to prevent such access. including terminating your account.
Regulation GG
Pursuant to the Unlawful Internet Gambling Enforcement Act of 2006 ("UIGEA") and implementing regulations
issued by Federal regulatory authorities ("Regulation GC"). the U.S. subsidiaries and affiliates of Deutsche Bank
("DBUS") arc, where applicable, required to develop policies and procedures that are reasonably designed to
prevent payments in connection with unlawful Internet gambling (such payments arc deemed to be "restricted
transactions"). As part of Deutsche Bank's compliance with Regulation GG, we will be enhancing our customer due
diligence to identify risks of unlawful Internet gambling, submitting required notices and rejecting ALL restricted
transactions attempted to be processed through any account you maintain with a DBUS entity.
A Restricted Transaction means any of the following transactions or transmittals involving any credit. funds.
instrument, or proceeds that the UIGEA prohibits any person engaged in the business of betting or wagering (which
does not include the activities of a financial transaction provider, or any interactive computer service or
telecommunications service) from knowingly accepting, in connection with the participation of another person in
unlawful Internet gambling:
•
Credit, or the proceeds of credit, extended to or on behalf of such other person (including credit
extended through the use of a credit card):
•
An electronic fund transfer, or funds transmitted by or through a money transmitting business, or the
proceeds of an electronic fund transfer or money transmitting service, from or on behalf of such other
person; or
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0071472
CONFIDENTIAL
SDNY_GM_00217656
EFTA01375844