EFTA Document EFTA01375857

KYC Print Page 8 of 34 2. Account Ownership Summary Account Name: Plan D LLC - Deposits LA:ct. Number Of ble alla ): Account Manager: stewart oldfield What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? The purpose of the account is to manage the monthly expenses of the company Indicate from where the assets are expected to arrive? DB Group: Same Booking Center (indicate account number) Li DB Group: Other Booking Center (indicate DB location and account detai s : Li Other Institution - (Indicate name & location): ..: Physical Deposits (specify cash, securities, cheques, ...): Mat is the expected size and frequency of regular inflows and outflows per month)?: 0-5 inflows/outflows between $10k and SIS0k on a for the account (indicate estimated number and volume monthly basis Mat is the expected volume of assets and currency for the account approx. 90 days after opening? 229030.42 I Currency I usd What is the expected volume of assets and currency for the account app -ox. one year after opening? 160650.00 I Currency I usd Does/will the client have Assets Under Management (AiiM) within DB under Eur. 3M? 1.:1 Yes 2 No Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the "Other" column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimate/underlying Beneficial Onner(s). _egal Entityof Description Source of Wealth required ) arties related o this account AccounPIC Holder OwnerTrust Settlor of / Founder of Foundation .fitimate Beneficial Owner Signatory_imitedfinancial or Full POA POA IntennediaryShareholderOther (FIM) Significant (> =25%) Non-PIC entity (indicate ownership 90) (please describe other roles and/or ndlcate relationship between larties) 1 2 2 Plan D, LLC .2 E ii 0 _I 0 K 2 0❑ Jestein ffrey E. Ep 0 0 0 2 2 E .1 3 El fl Darren Indyke 0 0 E El 2 El El 4 0 0 Harry Beller 0 E K 0 2 0 III https://dbforcepb.my.salesforce.com/servlet/senflet.Integration?lid=01N30000000D9Di... 8/2/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071496 CONFIDENTIAL SDNY_GM_00217680 EFTA01375857