Skip to main content
Skip to content
Case File
sd-10-EFTA01375891Dept. of JusticeOther

EFTA Document EFTA01375891

Classifi cation: Confide oriel Rich — Closing the loop on today's trading, ROTH FP closed at 28 EUR on 12,414 daily volume DB did trade small today, 3,000 shares, split betwee n High Touch and Low Touch which is usually the case for this name. The big Interna tional houses general ly see Low Touch busines s, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071539 CONFIDENTIAL SDNY_GM_00217723 EFTA01375891

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01375891
Pages
1
Persons
0
Integrity
Loading PDF viewer...

Summary

Classifi cation: Confide oriel Rich — Closing the loop on today's trading, ROTH FP closed at 28 EUR on 12,414 daily volume DB did trade small today, 3,000 shares, split betwee n High Touch and Low Touch which is usually the case for this name. The big Interna tional houses general ly see Low Touch busines s, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071539 CONFIDENTIAL SDNY_GM_00217723 EFTA01375891

Ask AI About This Document

0Share
PostReddit

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Classifi cation: Confide oriel Rich — Closing the loop on today's trading, ROTH FP closed at 28 EUR on 12,414 daily volume DB did trade small today, 3,000 shares, split betwee n High Touch and Low Touch which is usually the case for this name. The big Interna tional houses general ly see Low Touch busines s, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071539 CONFIDENTIAL SDNY_GM_00217723 EFTA01375891

Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01381225

From: Tazia Smith Sent: 5/23/2017 2:41:00 PM To: Richard Kahn CC: Delores Rubin ; Stewart Oldfield ; Matt Glassman a.sferrazza(db.com) Subject: RE: Rothschild (C) Classification: Confidential .J; Vahe Stepanian Davide-A Sferrazza Thanks Rich. No market on 100k that we're in touch with (DB or agent). Delores will work towards showing a smaller size to try to get a two-way in front of you. Understand no trade. Best, Tazia From: Richard Kahn [mailto: Sent: Tuesday, May 23, 20

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01482201

TABLE OF CONTENTS COMPANY INFORMATION 2-11 CORPORATE RECORDS 12-22 CIVIL COURT ACTION 23-25 FEDERAL/STATE COURT ACTION 26 PERSONAL PARTICULARS 27-37 EFTA01482201 COMPANY INFORMATION <=1> RETURN Copyright 2003 Dun & Bradstreet, Inc. WorldBase INTERCONTINENTAL ASSET GROUP INC 457 MADISON AVE FL 4 (registered address) NEW YORK, NY 100226843 USA Telephone: (0001) 2127509895 October 19, 2000 LENGTH: 123 words <=2> Check availability of a D&B Business Information Report (Credi

40p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01424549

Subject: RE: Rothschilcala From: Delores Rubin < Date: Tue, 30 May 2017 08:25:58 -0400 To: Richard Kahn Cc: Tazia Smith < Stewart Oldfield Vahe Stepanian < Matt Glassman <[email protected]>, Davide-A Sferrazza Classification: Confidential Hello Richard, We are unable to make a market in that size and as I stated last week without knowing if you are a Buyer or Seller we would not get a response from any of institutional clients we know care in the name. If you have an ultimate lim

16p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01380356

On May 23, 2017, at 12:O6 PM, Tazia Smith > wrote: Classification: Confidential Rich — Closing the loop on today's trading, ROTH FP closed at 28 EUR on 12,414 daily volume. DB did trade small today, — 3,000 shares, split between High Touch and Low Touch which is usually the case for this name. The big International houses generally see Low Touch business, where the boutique houses dominate the High Touch. DB has good relationship with many of these boutique shops that wo

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01369768

Classification: Confidential Rich — Closing the loop on today's trading, ROTH FP closed at 28 EUR on 12,414 daily volume. DB did trade small today, — 3,000 shares, split between High Touch and Low Touch which is usually the case for this name. The big International houses generally see Low Touch business, where the boutique houses dominate the High Touch. DB has good relationship with many of these boutique shops that work High Touch orders (as yours would be), so let us know if you'd lik

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01369060

mr epstein is not yet ready to put and order in without any firm indication on where he can get done for 100k thank you for your work on this.. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell On May 23, 2017, at 12:06 PM, Tazia Smith wrote: Classification. Confidential Rich — Closing the loop on today's trading, ROTH FP closed at 28 EUR on 12,414 daily volume. DB did trade small today, - 3,000 shares,

1p

Forum Discussions

This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.

Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.