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sd-10-EFTA01376027Dept. of JusticeOther

EFTA Document EFTA01376027

From: Tazia Smith Sent: 10/28/2014 1:11:49 PM To: jeffrey E. [email protected] ; Stewart Oldfield I ; Vahe Stepanian ; Paul Morris ; Richard Kahn CC: Daniel Sabba Subject: Re: ICI Attachments: pic31667.gif; pic00257.gif; pic10069.gif; pic23883.gif; pic07555.gif; pic24515.gif classification: confidential Jeffrey - thus far done on 35,100 citi 5.8% pfd at 523.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k

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sd-10-EFTA01376027
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From: Tazia Smith Sent: 10/28/2014 1:11:49 PM To: jeffrey E. [email protected] ; Stewart Oldfield I ; Vahe Stepanian ; Paul Morris ; Richard Kahn CC: Daniel Sabba Subject: Re: ICI Attachments: pic31667.gif; pic00257.gif; pic10069.gif; pic23883.gif; pic07555.gif; pic24515.gif classification: confidential Jeffrey - thus far done on 35,100 citi 5.8% pfd at 523.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k

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From: Tazia Smith Sent: 10/28/2014 1:11:49 PM To: jeffrey E. [email protected] ; Stewart Oldfield I ; Vahe Stepanian ; Paul Morris ; Richard Kahn CC: Daniel Sabba Subject: Re: ICI Attachments: pic31667.gif; pic00257.gif; pic10069.gif; pic23883.gif; pic07555.gif; pic24515.gif classification: confidential Jeffrey - thus far done on 35,100 citi 5.8% pfd at 523.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia (Embedded image moved to file: pic31667.gif) From: Tazia Smith/db/dbcom To: "Jeffrey E." <[email protected]>, Cc: Date: 10/28/2014 11:36 AM subject: Re: [c] classification: confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at 523.9945; the pfd is presently 524, we're working aggressively at that level. Please let us know if you want us to bid higher. (Embedded image moved to file: pic00257.gif) From: To: Cc: Tazi a Smith/db/dbcom "Jeffrey E." <[email protected]>, Date: 10/28/2014 11:06 AM Subject: Re: [C] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071778 CONFIDENTIAL SDNY_GM_00217962 EFTA01376027

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