EFTA Document EFTA01377047

From: Ariane Dwyer Sent: 1/28/2016 To: Paul Morn CC: Vahe Stepanian Daniel Sabba Subject: Request for Research Enhanced Due Diligence Attachments: SF Request for Research Enhanced Due Diligence 1.28.16.docx Hi Paul, Please find attached the request for enhanced due diligence questionnaire. Can you please review the information and give your approval by checking the box on page 4? Additionally when we send the form we will attach the Gratitude documents (KYC, formation does, updated officers list etc.) and would like to also submit the Southern Financial KYC. Could you please send this to me? Let me know if you have any questions. Best, Ari Ariane Dwyer Analyst I Key Client Partners - US Deutsche Bank Secuntias Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 26 New Tel. PAPS4.0-PL Peer(1)41i, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0073576 CONFIDENTIAL SDNY_GM_00219760 EFTA01377047