EFTA Document EFTA01377085

From: Daniel Sabba Sent: 11/22/2016 10:32:28 AM To: Stewart 0ldfield Darlene Zong CC: Zbynek Kozelsky Todd Stevens Subject: RE: Canyon requests - AIS KCP Classification: For Internal use only Slew — I received guidance from Todd/Ziggy we wouldn't be marketing Canyon to Southern Financial. From: Stewart Oldfield Sent: Tuesday, November 22, 2016 10:30 AM To: Daniel Sabba; Darlene Zong Subject: FW: Canyon requests - AIS - KCP [I] Classification: For internal use only Can we send these today? Thanks From: Zbynek Kozelsky Sent: Tuesday, November 15, 2016 5:44 PM To: Stewart Oldfield Cc: Mathew Negus; Todd Stevens; Joseph Dursi Subject: RE: Canyon requests - AIS - KCP [I] Classification: For Intone! use only Stew, Just tell Daniel/Darlene to submit AIS requests for Canyon for Epstein/Southern Financial and TFMG. Please keep in mind that TFMG is a COD account. You won't be able to book Canyon there unless you have a new account (cash). Thank you Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Americas Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue. 26th Floor All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmationfs) Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement. and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0073633 CONFIDENTIAL SDNY_GM_00219817 EFTA01377085