EFTA Document EFTA01377866

Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore aon East Mumbai - 400063, India Tel. Mobile From: Stewart Oldfield Sent: Wednesday, September 26, 2018 1:36 AM To: Vijay-A Sawant < Cc: Bradley Gillin < >; Richard larossi < Subject: Southern Financial Vijay, Have we had any feedback on the lasted KYCs you submitted for Southern Financial? Would be good to understand which ones we still need more info on. I think we are still waiting on COGS for Jeepers and Neptune. We also still need to resolve the BV70 issue with Gratitude America. All of this is with the client at this point. Is there anything else I need to be following up on? Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bath Trust Company Americas Deutsche Bath Wealth Management 345 New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0075019 CONFIDENTIAL SDNY_GM_00221203 EFTA01377866