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sd-10-EFTA01378285Dept. of JusticeOther

EFTA Document EFTA01378285

Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Stewart Oldfield Sent: Tuesday, Apr. 02 2019 2:49 AM To: Brigid Macias Bradley Gitlin Subject: Fwd: Excessive Transactions March 2019 Account tt4 1 2 4 How simple is it to convert this into an account without transaction limits? Given the outflows to exit the relationship, I can see hitting the cap again in April. Thanks. Stewart Ol

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sd-10-EFTA01378285
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Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Stewart Oldfield Sent: Tuesday, Apr. 02 2019 2:49 AM To: Brigid Macias Bradley Gitlin Subject: Fwd: Excessive Transactions March 2019 Account tt4 1 2 4 How simple is it to convert this into an account without transaction limits? Given the outflows to exit the relationship, I can see hitting the cap again in April. Thanks. Stewart Ol

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Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Stewart Oldfield Sent: Tuesday, Apr. 02 2019 2:49 AM To: Brigid Macias Bradley Gitlin Subject: Fwd: Excessive Transactions March 2019 Account tt4 1 2 4 How simple is it to convert this into an account without transaction limits? Given the outflows to exit the relationship, I can see hitting the cap again in April. Thanks. Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Stewart Oldfield Date: April 1, 2019 at 11:48:42 PM GMT To: dboi oversight Cc: Ryan Neumann Teresa Metallo < Subject: Re: Excessive Transactions March 2019 Account #44129244 II] , Surendra Singh ra Jasper >, Bradley Gillin Thanks. Let me look into what happened here and come back to you. Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0075450 CONFIDENTIAL SONY GM_00221634 EFTA01378285

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Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01425267

Subject: Fwd: Excessive Transactions March 2019 Account #44129244 [I] From: Stewart Oldfield < => Date: Tue, 02 Apr 2019 02:48:38 -0400 To: Brigid Macias < Bradley Galin Bcc: How simple is it to convert this into an account without transaction limits? Given the outflows to exit the relationship, I can see hitting the cap again in April. Thanks. Stewart Oldfield, CFA, CAIA Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New

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Subject: RE: Mercedes Benz Boulo ne / Societe Generale Bank From: Brigid Macias Date: Thu, 11 Apr 2019 10:42:36 -0400 To: Richard Kahn Cc: Bella Klein Stewart Oldfield You are very welcome. Have a wonderful day! Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Richard K

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EFTA Document EFTA01423944

Subject: RE: Can you PLEASE hel ? [I] From: Firdaus Madiar < Date: Mon, 18 Mar 2019 : : - To: Bradley Gillin Cc: Nicole Perskawiec Brigid Macias Stewart Oldfield Daphne Cales Classification: For internal use only Hi Brad, May you please, confirm the signer and their #. We need to do a call back to process the following. Thank you. Kind regards, Firdaus Madiar fcid:[email protected] Firdaus Madiar Assistant Vice President/ Assistant Branch Manager Deutsche Bank Tr

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Subject: RE: Mercedes Benz Boulo ne / Societe Generale Bank From: Brigid Macias Date: Thu, 04 Apr 2019 17:42:53 -0400 To: Bella Klein Stewart Oldfield Cc: Richard Kahn Hi! I just received notification the funds have been returned to DB and should be credited tomorrow. I will advise when I see this completed. Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York

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EFTA Document EFTA01418448

Subject: Re: Mercedes Benz Boulo ne / Societe Generale Bank From: Richard Kahn Date: Thu, 11 Apr 2019 10:40:27 -0400 To: Brigid Macias Cc: Bella Klein Stewart Oldfield greatthank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Apr 11, 2019, at 10:34 AM, Brigid Macias wrote: Good Morning, A credit was received into the account for $11,260.70. Please let me know if you need anything further. Kind regards, Brigid Macias <i

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EFTA Document EFTA01425656

Subject: RE: LSJE xx From: Brigid Macias Date: Wed, 06 Feb 2019 09:37:30 -0500 To: Bella Klein < Cc: Stewart Oldfield Bradley Gillin Good Morning, Just sent another message to the investigation team. Yesterday they were still waiting for the bank on the other side to respond. Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York NY 10154 Tel. Fax Emaja Securi

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